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INL/INP - Investec Limited/Investec plc - Form 8 (DD)

Release Date: 14/12/2011 13:43
Code(s): INL INP
Wrap Text

INL/INP - Investec Limited/Investec plc - Form 8 (DD) Investec Limited Incorporated in the Republic of South Africa Registration number 1925/002833/06 JSE share code: INL ISIN: ZAE000081949 Investec plc Incorporated in England and Wales Registration number 3633621 JSE share code: INP ISIN: GB00B17BBQ50 (jointly "Investec") As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements. FORM 8 (DD) PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS) Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Identity of the party to the offer or INVESTEC BANK PLC / INVESTEC person acting in concert making the LTD disclosure: (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient (c) Name of offeror/offeree in relation to INVESTEC PLC whose relevant securities this form relates: Use a separate form for each offeror/offeree (d) Status of person making the disclosure: OFFEROR e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) (e) Date dealing undertaken: 13/12/2011 (f) Has the party previously disclosed, or YES - INVESTEC LTD & is it today disclosing, under the Code in EVOLUTION GROUP PLC respect of any other party to this offer' 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing Class of relevant security: 0.02p ordinary Interests Short positions Number % Number % (1) Relevant securities owned and/or controlled: 19,462,171 3.5843 0 0.0000 (2) Derivatives (other than options): (3) Options and agreements to purchase/sell: 2,215 0.0004 114,106 0.0210 TOTAL: 19,464,386 3.5847 114,106 0.0210 All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL). (b) Rights to subscribe for new securities (including directors` and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales Class of Purchase/sale Number of Price per relevant securities unit security ZAR (cents)
Ordinary Purchase 1,129 4420 Ordinary Purchase 5,339 4422 Ordinary Purchase 1,000 4430 Ordinary Purchase 1,925 4431 Ordinary Purchase 500 4433 Ordinary Purchase 780 4435 Ordinary Purchase 500 4435 Ordinary Purchase 430 4435 Ordinary Purchase 6,275 4435 Ordinary Purchase 2,000 4436 Ordinary Purchase 2,000 4437 Ordinary Purchase 3,371 4440 Ordinary Purchase 500 4445 Ordinary Purchase 1,500 4446 Ordinary Purchase 1,804 4447 Ordinary Purchase 307 4448 Ordinary Purchase 440 4450 Ordinary Purchase 389 4450 Ordinary Purchase 100 4457 Ordinary Purchase 9,000 4459 Ordinary Sale 5,992 4422 Ordinary Sale 450 4434 Ordinary Sale 6,000 4446 Ordinary Sale 2,300 4460 GBP (pence)
Ordinary Purchase 2500 342.2 Ordinary Purchase 400 342.9 Ordinary Purchase 400 342.9 Ordinary Purchase 3186 343 Ordinary Purchase 174 343 Ordinary Purchase 400 343 Ordinary Purchase 700 343 Ordinary Purchase 1327 343 Ordinary Purchase 933 343 Ordinary Purchase 933 343 Ordinary Purchase 1763 343 Ordinary Purchase 264 343 Ordinary Purchase 1214 343 Ordinary Purchase 1722 343 Ordinary Purchase 24 343 Ordinary Purchase 3360 343 Ordinary Purchase 873 343 Ordinary Purchase 2487 343 Ordinary Purchase 150 343 Ordinary Purchase 3210 343 Ordinary Purchase 1438 343 Ordinary Purchase 42 343 Ordinary Purchase 1204 343 Ordinary Purchase 1204 343 Ordinary Purchase 1204 343 Ordinary Purchase 1204 343 Ordinary Purchase 400 343 Ordinary Purchase 804 343 Ordinary Purchase 1204 343 Ordinary Purchase 1204 343 Ordinary Purchase 1204 343 Ordinary Purchase 1204 343 Ordinary Purchase 1204 343 Ordinary Purchase 1204 343 Ordinary Purchase 1204 343 Ordinary Purchase 1204 343 Ordinary Purchase 1204 343 Ordinary Purchase 374 343 Ordinary Purchase 533 343 Ordinary Purchase 297 343 Ordinary Purchase 225 343 Ordinary Purchase 979 343 Ordinary Purchase 1204 343 Ordinary Purchase 1204 343 Ordinary Purchase 1204 343 Ordinary Purchase 654 343 Ordinary Purchase 550 343 Ordinary Purchase 920 343 Ordinary Purchase 60388 344.0688 Ordinary Purchase 11200 344.4062 Ordinary Purchase 625 344.4062 Ordinary Purchase 1875 344.8 Ordinary Purchase 663 344.9 Ordinary Purchase 101 344.9 Ordinary Purchase 440 344.9 Ordinary Purchase 2254 345 Ordinary Purchase 613 345 Ordinary Purchase 477 345 Ordinary Purchase 9 345 Ordinary Purchase 1155 345 Ordinary Purchase 1779 345 Ordinary Purchase 475 345 Ordinary Purchase 2254 345 Ordinary Purchase 2254 345 Ordinary Purchase 700 345 Ordinary Purchase 1554 345 Ordinary Purchase 1469 345 Ordinary Purchase 691 345 Ordinary Purchase 94 345 Ordinary Purchase 2254 345 Ordinary Purchase 2254 345 Ordinary Purchase 1264 345 Ordinary Purchase 990 345 Ordinary Purchase 700 345 Ordinary Purchase 505 345 Ordinary Purchase 1000 345 Ordinary Purchase 49 345 Ordinary Purchase 206 345 Ordinary Purchase 913 345 Ordinary Purchase 291 345 Ordinary Purchase 675 345 Ordinary Purchase 529 345 Ordinary Purchase 1204 345 Ordinary Purchase 1204 345 Ordinary Purchase 811 345 Ordinary Purchase 393 345 Ordinary Purchase 516 345 Ordinary Purchase 688 345 Ordinary Purchase 8 345 Ordinary Purchase 1196 345 Ordinary Purchase 337 345 Ordinary Purchase 500 345 Ordinary Purchase 32 345 Ordinary Purchase 335 345 Ordinary Purchase 1204 345 Ordinary Purchase 1204 345 Ordinary Purchase 1204 345 Ordinary Purchase 171 345 Ordinary Purchase 1033 345 Ordinary Purchase 969 345 Ordinary Purchase 235 345 Ordinary Purchase 1204 345 Ordinary Purchase 154 345 Ordinary Purchase 534 345 Ordinary Purchase 516 345 Ordinary Purchase 1204 345 Ordinary Purchase 1204 345 Ordinary Purchase 745 345 Ordinary Purchase 459 345 Ordinary Purchase 1204 345 Ordinary Purchase 834 345 Ordinary Purchase 86 345 Ordinary Purchase 4567 345.3 Ordinary Purchase 6000 345.3 Ordinary Purchase 3750 345.3 Ordinary Purchase 938 345.3 Ordinary Purchase 150 348.2 Ordinary Sale 495 342.2 Ordinary Sale 362 342.2 Ordinary Sale 1643 342.2 Ordinary Sale 50000 343 Ordinary Sale 2349 343.8 Ordinary Sale 15 343.8 Ordinary Sale 953 343.8 Ordinary Sale 600 343.8 Ordinary Sale 921 343.8 Ordinary Sale 413 344 Ordinary Sale 1204 344 Ordinary Sale 1204 344 Ordinary Sale 1204 344 Ordinary Sale 1204 344 Ordinary Sale 820 344 Ordinary Sale 384 344 Ordinary Sale 989 344 Ordinary Sale 2154 344 Ordinary Sale 1522 344 Ordinary Sale 632 344 Ordinary Sale 1269 344 Ordinary Sale 885 344 Ordinary Sale 1402 344 Ordinary Sale 239 344 Ordinary Sale 439 344 Ordinary Sale 74 344 Ordinary Sale 239 344 Ordinary Sale 322 344 Ordinary Sale 1593 344 Ordinary Sale 2154 344 Ordinary Sale 2154 344 Ordinary Sale 1094 344 Ordinary Sale 500 344 Ordinary Sale 341 344 Ordinary Sale 135 344 Ordinary Sale 84 344 Ordinary Sale 96 344 Ordinary Sale 198 344 Ordinary Sale 263 344 Ordinary Sale 1597 344 Ordinary Sale 2154 344 Ordinary Sale 2154 344 Ordinary Sale 248 344 Ordinary Sale 451 344 Ordinary Sale 1455 344 Ordinary Sale 2154 344 Ordinary Sale 1933 344 Ordinary Sale 221 344 Ordinary Sale 2154 344 Ordinary Sale 2154 344 Ordinary Sale 501 344 Ordinary Sale 832 344 Ordinary Sale 821 344 Ordinary Sale 2154 344 Ordinary Sale 2154 344 Ordinary Sale 1617 344 Ordinary Sale 537 344 Ordinary Sale 537 344 Ordinary Sale 1617 344 Ordinary Sale 2154 344 Ordinary Sale 2154 344 Ordinary Sale 458 344 Ordinary Sale 800 344.4 Ordinary Sale 404 344.4 Ordinary Sale 1101 344.4 Ordinary Sale 103 344.4 Ordinary Sale 1204 344.4 Ordinary Sale 1204 344.4 Ordinary Sale 1204 344.4 Ordinary Sale 1204 344.4 Ordinary Sale 1204 344.4 Ordinary Sale 1204 344.4 Ordinary Sale 756 344.4 Ordinary Sale 423 344.5 Ordinary Sale 368 344.7 Ordinary Sale 1000 344.8 Ordinary Sale 626 344.8 Ordinary Sale 249 344.8 Ordinary Sale 25000 345 Ordinary Sale 25000 345 Ordinary Sale 410 345 Ordinary Sale 165 345 Ordinary Sale 500 345 Ordinary Sale 129 345 Ordinary Sale 1204 345 Ordinary Sale 2105 345.3 Ordinary Sale 2105 345.3 Ordinary Sale 327 345.3 Ordinary Sale 1778 345.3 Ordinary Sale 2105 345.3 Ordinary Sale 1242 345.3 Ordinary Sale 863 345.3 Ordinary Sale 42 345.3 Ordinary Sale 1204 345.6
(b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description e.g. opening/closing reference unit security e.g. CFD a long/short securities position, increasing/reducing a
long/short position (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Type Expiry Option relevant descript- purchas- securities price e.g. date money security ion e.g. ing, to which per unit American, paid/ call selling, option European receive option varying relates etc. d per etc. unit (ii) Exercising Class of relevant Product Number of Exercise price security description securities per unit e.g. call option
(d) Other dealings (including subscribing for new securities) Class of Nature of dealing Details Price per unit relevant e.g. subscription, (if applicable) security conversion
The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: If there are no such agreements, arrangements or understandings, state "none" (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" None. (c) Attachments Are any Supplemental Forms attached' Supplemental Form 8 (Open Positions) YES Supplemental Form 8 (SBL) NO Date of disclosure: 14/12/2011 Contact name: Gary Darch Telephone number: 0207 597 4549 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk . The Panel`s Market Surveillance Unit is available for consultation in relation to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk. SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the "Code") 1. KEY INFORMATION Identity of person whose open positions are INVESTEC BANK PLC/LTD being disclosed: Name of offeror/offeree in relation to whose INVESTEC PLC relevant securities the disclosure relates: 2. OPTIONS AND DERIVATIVES Class of Product Written or Number of Exercise Type Expiry relevant description purchased securities price e.g. date security e.g. call to which per unit American, option option or European derivative etc.
relates 0.02p Call Option Purchased 1,000 ZAR 47 American 15/12/2011 ordinary 0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/2011 ordinary 0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/2012 ordinary 0.02p Call Option Written 50,000 ZAR 75 European 16/07/2012 ordinary 0.02p Futures Purchased 715 European 15/12/2011 ordinary 0.02p Put Option Purchase 2,500 ZAR 46 American 15/12/2011 ordinary 0.02p Futures Written 9,346 European 15/12/2011 ordinary 3. AGREEMENTS TO PURCHASE OR SELL ETC. Full details should be given so that the nature of the interest or position can be fully understood: It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets. The currency of all prices and other monetary amounts should be stated. The Panel`s Market Surveillance Unit is available for consultation in relation to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk. Date: 14/12/2011 13:43:01 Supplied by www.sharenet.co.za Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on, information disseminated through SENS.

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