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OML - Old Mutual Plc - Notification of transactions of directors, persons
discharging managerial responsibility or connected persons
OLD MUTUAL plc
Issuer code: OLOML
JSE Share code: OML
NSX share code: OLM
ISIN: GB0007389926
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
1) An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and
24.
2) An issuer making a notification in respect of a derivative relating the
shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and
24.
3) An issuer making a notification in respect of options granted to a
director/person discharging managerial responsibilities should complete
boxes 1 to 3 and 17 to 24.
4) An issuer making a notification in respect of a financial instrument
relating to the shares of the issuer (other than a debenture) should
complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. Name of the issuer
OLD MUTUAL PLC
2. State whether the notification relates to (i) a transaction notified in
accordance with DR 3.1.4R(1)(a)
YES
3. Names of persons discharging managerial responsibilities/director
PETER BAIN - (PRESIDENT AND CHIEF EXECUTIVE OFFICER OLD MUTUAL ASSET MANAGEMENT
(US))
ANDREW BIRRELL - (GROUP RISK AND ACTUARIAL DIRECTOR)
PHILIP BROADLEY - (GROUP FINANCE DIRECTOR)
DONALD HOPE - (HEAD OF STRATEGY DEVELOPMENT)
JULIAN ROBERTS - (GROUP CHIEF EXECUTIVE)
DONALD SCHNEIDER - (GROUP HR DIRECTOR)
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
N/A
5. Indicate whether the notification is in respect of a holding of the
persons referred to in 3 or 4 above or in respect of a non-beneficial
interest
BENEFICIAL INTERESTS OF THE PERSONS NAMED IN 3 ABOVE
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
ORDINARY 10P SHARES
7. Name of registered shareholders(s) and, if more than one, the number of
shares held by each of them.
PETER BAIN - NIL OLD MUTUAL PLC ORDINARY 10P SHARES
ANDREW BIRRELL - 13,474 OLD MUTUAL PLC ORDINARY 10P SHARES
PHILIP BROADLEY - 402,092 OLD MUTUAL PLC ORDINARY 10P SHARES
DONALD HOPE - 189,533 OLD MUTUAL PLC ORDINARY 10P SHARES
JULIAN ROBERTS - 1,113,143 OLD MUTUAL PLC ORDINARY 10P SHARES
DONALD SCHNEIDER - NIL OLD MUTUAL PLC ORDINARY 10P SHARES
EACH OF THE INDIVIDUALS SHOWN ABOVE ALSO HOLDS SHARE AWARDS AND/OR SHARE OPTIONS
UNDER AT LEAST ONE OF THE OLD MUTUAL PLC SHARE REWARD PLAN, THE OLD MUTUAL PLC
PERFORMANCE SHARE PLAN AND THE OLD MUTUAL PLC 2008 SHARESAVE PLAN. THE ISSUE OF
SHARES REFERRED TO IN 8 AND 9 BELOW RESULT FROM ELECTIONS MADE WITH RESPECT TO
UNVESTED SHARE AWARDS UNDER THE OLD MUTUAL PLC SHARE REWARD PLAN.
8. State the nature of the transactions.
ISSUE OF OLD MUTUAL PLC ORDINARY 10P SHARES UNDER THE OLD MUTUAL PLC SCRIP
DIVIDEND SCHEME
9. Number of shares, debentures or financial instruments relating to shares
acquired
PETER BAIN - 9,910 SHARES
ANDREW BIRRELL - 4,576 SHARES
PHILIP BROADLEY - 8,078 SHARES
DONALD HOPE - 4,912 SHARES
JULIAN ROBERTS - 15,490 SHARES
DONALD SCHNEIDER - 1,486 SHARES
ISSUED AT GBP1.0672 EACH UNDER THE SCRIP DIVIDEND SCHEME
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
PETER BAIN - 0.000178%
ANDREW BIRRELL - 0.000082%
PHILIP BROADLEY - 0.000145%
DONALD HOPE - 0.000088%
JULIAN ROBERTS - 0.000279%
DONALD SCHNEIDER - 0.000027%
11. Number of shares, debentures or financial instruments relating to shares
disposed
NIL
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
NIL
13. Price per share or value of transaction
PETER BAIN - 9,910 SHARES @ GBP1.0672
ANDREW BIRRELL - 4,576 SHARES @ GBP1.0672
PHILIP BROADLEY - 8,078 SHARES @ GBP1.0672
DONALD HOPE - 4,912 SHARES @ GBP1.0672
JULIAN ROBERTS - 15,490 SHARES @ GBP1.0672
DONALD SCHNEIDER - 1,486 SHARES @ GBP1.0672
14. Date and place of transactions
30 NOVEMBER 2011 - THE LONDON STOCK EXCHANGE
15. Total holdings following notification and total percentage holdings
following notification (any treasury shares should not be taken into account
when calculating percentage)
PETER BAIN - 9,910 ORDINARY 10P SHARES - 0.000178%
ANDREW BIRRELL - 18,050 ORDINARY 10P SHARES - 0.000325%
PHILIP BROADLEY - 410,170 ORDINARY 10P SHARES - 0.007376%
DONALD HOPE - 194,445 ORDINARY 10P SHARES - 0.003497%
JULIAN ROBERTS - 1,128,633 ORDINARY 10P SHARES - 0.020296%
DONALD SCHNEIDER - 1,486 ORDINARY 10P SHARES - 0.000027%
EACH OF THE INDIVIDUALS SHOWN ABOVE ALSO HOLDS SHARE AWARDS AND/OR SHARE OPTIONS
UNDER AT LEAST ONE OF THE OLD MUTUAL PLC SHARE REWARD PLAN, THE OLD MUTUAL PLC
PERFORMANCE SHARE PLAN AND THE OLD MUTUAL PLC 2008 SHARESAVE PLAN.
16. Date issuer informed of transactions
30 NOVEMBER 2011
Name and signature of duly authorised officer of issuer responsible for making
notification
Martin C Murray
Company Secretary
Date of notification 1 December 2011
Sponsor:
Merrill Lynch SA (Pty) Limited
Date: 01/12/2011 17:35:02 Supplied by www.sharenet.co.za
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