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INL/INP - Investec Limited/Investec plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic
of South Africa
Registration number
1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
(jointly "Investec")
As part of the dual listed company structure, Investec plc and Investec Limited
notify both the London Stock Exchange and the JSE Limited of matters which are
required to be disclosed under the Disclosure, Transparency and Listing Rules of
the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing
Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC BANK PLC / INVESTEC
person acting in concert making the disclosure: LTD
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies
is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 30/11/2011
(f) Has the party previously disclosed, or is YES - INVESTEC LTD & EVOLUTION
it today disclosing, under the Code in respect GROUP PLC
of any other party to this offer'
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned
and/or controlled: 18,986,322 3.4966 0 0.0000
(2) Derivatives (other than
options):
(3) Options and agreements to
purchase/sell: 3,215 0.0006 114,106 0.0210
TOTAL: 18,989,537 3.4972 114,106 0.0210
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription right
exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit ZAR
security (Cents)
Ordinary Purchase 463 4408
Ordinary Purchase 463 4411
Ordinary Purchase 400 4440
Ordinary Purchase 1,000 4440
Ordinary Purchase 463 4457
Ordinary Purchase 936 4459
Ordinary Purchase 463 4481
Ordinary Purchase 802 4495
Ordinary Purchase 198 4500
Ordinary Purchase 620 4500
Ordinary Purchase 1,000 4502
Ordinary Purchase 620 4507
Ordinary Purchase 385 4513
Ordinary Purchase 100 4514
Ordinary Purchase 135 4516
Ordinary Purchase 620 4517
Ordinary Purchase 1,000 4520
Ordinary Purchase 926 4535
Ordinary Purchase 400 4550
Ordinary Purchase 1,240 4585
Ordinary Purchase 1,240 4586
Ordinary Purchase 1,240 4591
Ordinary Purchase 1,240 4595
Ordinary Purchase 620 4595
Ordinary Purchase 4,959 4648
Ordinary Purchase 4625 3.351 GBP
Ordinary Purchase 2895 3.351 GBP
Ordinary Purchase 7875 3.351 GBP
Ordinary Purchase 4625 3.351 GBP
Ordinary Purchase 82 3.355 GBP
Ordinary Purchase 1362 3.355 GBP
Ordinary Purchase 28 3.355 GBP
Ordinary Purchase 654 3.355 GBP
Ordinary Purchase 975 3.361 GBP
Ordinary Purchase 210 3.361 GBP
Ordinary Purchase 7 3.361 GBP
Ordinary Purchase 393 3.361 GBP
Ordinary Purchase 105 3.361 GBP
Ordinary Purchase 280 3.361 GBP
Ordinary Purchase 76 3.361 GBP
Ordinary Purchase 324 3.361 GBP
Ordinary Purchase 347 3.363 GBP
Ordinary Purchase 56 3.363 GBP
Ordinary Purchase 61 3.363 GBP
Ordinary Purchase 218 3.363 GBP
Ordinary Purchase 182 3.363 GBP
Ordinary Purchase 162 3.365 GBP
Ordinary Purchase 27 3.365 GBP
Ordinary Purchase 28 3.365 GBP
Ordinary Purchase 101 3.365 GBP
Ordinary Purchase 300 3.366 GBP
Ordinary Purchase 300 3.367 GBP
Ordinary Purchase 476 3.367 GBP
Ordinary Purchase 300 3.367 GBP
Ordinary Purchase 623 3.367 GBP
Ordinary Purchase 62753 3.614 GBP
Ordinary Purchase 90000 3.630 GBP
Ordinary Sale 620 4466
Ordinary Sale 200 4507
Ordinary Sale 5,000 4595
Ordinary Sale 2,000 4596
Ordinary Sale 1,000 4648
Ordinary Sale 27697 3.354 GBP
Ordinary Sale 987 3.361GBP
Ordinary Sale 2 3.603 GBP
Ordinary Sale 329 3.603 GBP
Ordinary Sale 647 3.603 GBP
Ordinary Sale 236 3.603 GBP
Ordinary Sale 450 3.603 GBP
Ordinary Sale 1616 3.607 GBP
Ordinary Sale 1099 3.607 GBP
Ordinary Sale 539 3.607 GBP
Ordinary Sale 3301 3.607 GBP
Ordinary Sale 1405 3.608 GBP
Ordinary Sale 1215 3.608 GBP
Ordinary Sale 1250 3.609 GBP
Ordinary Sale 911 3.609 GBP
Ordinary Sale 1340 3.609 GBP
Ordinary Sale 326 3.609 GBP
Ordinary Sale 108 3.609 GBP
Ordinary Sale 564 3.609 GBP
Ordinary Sale 119 3.609 GBP
Ordinary Sale 1399 3.609 GBP
Ordinary Sale 1496 3.61 GBP
Ordinary Sale 1 3.61 GBP
Ordinary Sale 410 3.61 GBP
Ordinary Sale 609 3.61 GBP
Ordinary Sale 192 3.61 GBP
Ordinary Sale 320 3.61 GBP
Ordinary Sale 597 3.61 GBP
Ordinary Sale 512 3.61 GBP
Ordinary Sale 511 3.61 GBP
Ordinary Sale 705 3.61 GBP
Ordinary Sale 1487 3.61 GBP
Ordinary Sale 767 3.61 GBP
Ordinary Sale 1019 3.61 GBP
Ordinary Sale 10 3.61 GBP
Ordinary Sale 2429 3.611 GBP
Ordinary Sale 166 3.612 GBP
Ordinary Sale 1394 3.612 GBP
Ordinary Sale 173 3.612 GBP
Ordinary Sale 142 3.615 GBP
Ordinary Sale 1100 3.615 GBP
Ordinary Sale 870 3.615 GBP
Ordinary Sale 256 3.617 GBP
Ordinary Sale 323 3.617 GBP
Ordinary Sale 370 3.617 GBP
Ordinary Sale 870 3.617 GBP
Ordinary Sale 43 3.617 GBP
Ordinary Sale 481 3.617 GBP
Ordinary Sale 175 3.617 GBP
Ordinary Sale 2 3.618 GBP
Ordinary Sale 593 3.618 GBP
Ordinary Sale 727 3.618 GBP
Ordinary Sale 899 3.618 GBP
Ordinary Sale 520 3.618 GBP
Ordinary Sale 500 3.618 GBP
Ordinary Sale 1361 3.62 GBP
Ordinary Sale 1432 3.62 GBP
Ordinary Sale 911 3.62 GBP
Ordinary Sale 2343 3.62 GBP
Ordinary Sale 2621 3.62 GBP
Ordinary Sale 2343 3.62 GBP
Ordinary Sale 2460 3.62 GBP
Ordinary Sale 2343 3.621 GBP
Ordinary Sale 1121 3.621 GBP
Ordinary Sale 1647 3.621 GBP
Ordinary Sale 397 3.621 GBP
Ordinary Sale 793 3.621 GBP
Ordinary Sale 142 3.621 GBP
Ordinary Sale 520 3.621 GBP
Ordinary Sale 916 3.621 GBP
Ordinary Sale 31 3.621 GBP
Ordinary Sale 520 3.621 GBP
Ordinary Sale 949 3.622 GBP
Ordinary Sale 1394 3.622 GBP
Ordinary Sale 965 3.622 GBP
Ordinary Sale 1419 3.622 GBP
Ordinary Sale 1 3.622 GBP
Ordinary Sale 1015 3.622 GBP
Ordinary Sale 977 3.622 GBP
Ordinary Sale 1015 3.622 GBP
Ordinary Sale 225 3.622 GBP
Ordinary Sale 815 3.622 GBP
Ordinary Sale 838 3.622 GBP
Ordinary Sale 823 3.622 GBP
Ordinary Sale 1158 3.623 GBP
Ordinary Sale 1702 3.623 GBP
Ordinary Sale 277 3.623 GBP
Ordinary Sale 1305 3.623 GBP
Ordinary Sale 1642 3.623 GBP
Ordinary Sale 1069 3.624 GBP
Ordinary Sale 1572 3.624 GBP
Ordinary Sale 2250 3.624 GBP
Ordinary Sale 2250 3.624 GBP
Ordinary Sale 1069 3.625 GBP
Ordinary Sale 1572 3.625 GBP
Ordinary Sale 1121 3.625 GBP
Ordinary Sale 1189 3.625 GBP
Ordinary Sale 458 3.625 GBP
Ordinary Sale 1055 3.625 GBP
Ordinary Sale 1262 3.625 GBP
Ordinary Sale 3091 3.625 GBP
Ordinary Sale 3278 3.625 GBP
Ordinary Sale 1474 3.625 GBP
Ordinary Sale 1002 3.625 GBP
Ordinary Sale 1753 3.626 GBP
Ordinary Sale 500 3.626 GBP
Ordinary Sale 299 3.626 GBP
Ordinary Sale 40 3.626 GBP
Ordinary Sale 600 3.626 GBP
Ordinary Sale 1578 3.626 GBP
Ordinary Sale 450 3.626 GBP
Ordinary Sale 1650 3.626 GBP
Ordinary Sale 1229 3.626 GBP
Ordinary Sale 448 3.626 GBP
Ordinary Sale 461 3.626 GBP
Ordinary Sale 1814 3.626 GBP
Ordinary Sale 450 3.627 GBP
Ordinary Sale 1207 3.627 GBP
Ordinary Sale 1989 3.627 GBP
Ordinary Sale 373 3.627 GBP
Ordinary Sale 1353 3.627 GBP
Ordinary Sale 371 3.627 GBP
Ordinary Sale 1618 3.627 GBP
Ordinary Sale 1206 3.627 GBP
Ordinary Sale 823 3.627 GBP
Ordinary Sale 516 3.627 GBP
Ordinary Sale 491 3.627 GBP
Ordinary Sale 1339 3.627 GBP
Ordinary Sale 469 3.627 GBP
Ordinary Sale 543 3.627 GBP
Ordinary Sale 925 3.627 GBP
Ordinary Sale 1602 3.627 GBP
Ordinary Sale 436 3.627 GBP
Ordinary Sale 469 3.627 GBP
Ordinary Sale 1428 3.627 GBP
Ordinary Sale 21 3.627 GBP
Ordinary Sale 1989 3.627 GBP
Ordinary Sale 365 3.627 GBP
Ordinary Sale 958 3.627 GBP
Ordinary Sale 500 3.627 GBP
Ordinary Sale 469 3.627 GBP
Ordinary Sale 452 3.627 GBP
Ordinary Sale 469 3.627 GBP
Ordinary Sale 515 3.627 GBP
Ordinary Sale 2400 3.627 GBP
Ordinary Sale 469 3.627 GBP
Ordinary Sale 523 3.627 GBP
Ordinary Sale 469 3.627 GBP
Ordinary Sale 1022 3.627 GBP
Ordinary Sale 288 3.627 GBP
Ordinary Sale 500 3.627 GBP
Ordinary Sale 516 3.627 GBP
Ordinary Sale 1144 3.627 GBP
Ordinary Sale 1000 3.627 GBP
Ordinary Sale 129 3.627 GBP
Ordinary Sale 837 3.627 GBP
Ordinary Sale 1705 3.627 GBP
Ordinary Sale 539 3.627 GBP
Ordinary Sale 2070 3.627 GBP
Ordinary Sale 1732 3.627 GBP
Ordinary Sale 1680 3.627 GBP
Ordinary Sale 917 3.628 GBP
(b) Derivatives transactions
(other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in
respect of existing securities
(i) Writing, selling,
purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant descript- purchas- securities price e.g. date money
security ion e.g. ing, to which per unit Amer paid/
call selling, option ican received
option varying relates , per unit
etc. Euro
pean
etc.
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including
subscribing for new
securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and
other monetary amounts should
be stated.
Where there have been dealings
in more than one class of
relevant securities of the
offeror or offeree named in
1(c), copy table 3(a), (b),
(c) or (d) (as appropriate)
for each additional class of
relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other
dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
None.
(c) Attachments
Are any Supplemental Forms
attached'
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 01/12/2011
Contact name: Gary Darch
Telephone number: 0207 597 4549
Public disclosures under Rule
8 of the Code must be made to
a Regulatory Information
Service and must also be
emailed to the Takeover Panel
at
monitoring@disclosure.org.uk.
The Panel`s Market
Surveillance Unit is available
for consultation in relation
to the Code`s dealing
disclosure requirements on +44
(0)20 7638 0129.
The Code can be viewed on the
Panel`s website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN
POSITIONS)
DETAILS OF OPEN OPTION AND
DERIVATIVE POSITIONS,
AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the
Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC BANK PLC/LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/2011
ordinary
0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Call Option Written 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Futures Purchased 715 European 15/12/2011
ordinary
0.02p Put Option Purchase 2,500 ZAR 46 American 15/12/2011
ordinary
0.02p Futures Written 9,346 European 15/12/2011
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open
Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in
relation to the Code`s dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel`s website at
www.thetakeoverpanel.org.uk.
Date: 01/12/2011 11:48:54 Supplied by www.sharenet.co.za
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