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AQP - Aquarius Platinum Limited - New issue announcement, application for

Release Date: 03/11/2011 10:54
Code(s): AQP
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AQP - Aquarius Platinum Limited - New issue announcement, application for quotation of additional securities and agreement Aquarius Platinum Limited (Incorporated in Bermuda) Registration Number: EC26290 Share Code JSE: AQP ISIN Code: BMG0440M1284 Rule 2.7, 3.10.3, 3.10.4, 3.10.5 APPENDIX 3B NEW ISSUE ANNOUNCEMENT, APPLICATION FOR QUOTATION OF ADDITIONAL SECURITIES AND AGREEMENT Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX`s property and may be made public. Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003. Name of entity Aquarius Platinum Limited ABN 087 577 893 We (the entity) give ASX the following information. Part 1 All issues You must complete the relevant sections (attach sheets if there is not enough space). 1 +Class of Fully paid shares in Aquarius Platinum +securities issued Limited ("Shares") or to be issued
2 Number of 145,372 shares issued upon exercise of +securities issued options. or to be issued (if known) or maximum number which may be issued + See chapter 19 for defined terms. 3 Principal terms of Shares issued upon exercise of options the +securities (eg, will rank equally with current fully if options, exercise paid shares in the Company. price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)
4 Do the +securities Shares issued upon the exercise of rank equally in all options rank equally with the existing respects from the ordinary shares in all respects from date of allotment the allotment date including in with an existing respect of future dividends. +class of quoted +securities'
If the additional securities do not rank equally, please state: - the date from which they do - the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment - the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment 5 Issue price or consideration The Shares issued upon exercise of options were 145,372 issued at the
exercise price of GBP0.97 per share. 6 Purpose of the issue Being the exercise of unlisted options. (If issued as consideration for the acquisition of assets, clearly identify those assets) 7 Dates of entering +securities into 1 November 2011 uncertificated holdings or despatch of certificates Number +Class
8 Number and +class of 470,312,578 Ordinary all +securities quoted on ASX (including the securities in clause 2 if applicable) Number +Class
9 Number and +class of 120,000 Unlisted options expiring all +securities not 21/11/13 quoted on ASX (including the securities in clause 2 if applicable) 10 Dividend policy (in Whilst the Company does not have a the case of a trust, Dividend Policy, this matter is reviewed distribution policy) constantly by the Board of Directors. on the increased capital (interests) Part 2 Bonus issue or pro rata issue NOT APPLICABLE Part 3 Quotation of securities You need only complete this section if you are applying for quotation of securities 34 Type of securities (tick one)
(a) Securities described in Part 1 (b) All other securities Example: restricted securities at the end of the escrowed
period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a) Additional securities forming a new class of securities NOT APPLICABLE Entities that have ticked box 34(b) NOT APPLICABLE Quotation agreement 1 +Quotation of our additional +securities is in ASX`s absolute discretion. ASX may quote the +securities on any conditions it decides. 2 We warrant the following to ASX. - The issue of the +securities to be quoted complies with the law and is not for an illegal purpose. - There is no reason why those +securities should not be granted +quotation. - An offer of the +securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act. - Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty - Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no-one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted. - We warrant that if confirmation is required under section 1017F of the Corporations Act in relation to the +securities to be quoted, it has been provided at the time that we request that the +securities be quoted. - If we are a trust, we warrant that no person has the right to return the +securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted. 3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement. 4 We give ASX the information and documents required by this form. If any information or document not available now, will give it to ASX before +quotation of the +securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete. Sign here: ............................. Date: ........ (Director/Company secretary) Print name: Willi Boehm........................... 3 November 2011 Sponsor RAND MERCHANT BANK (A division of FirstRand Bank Limited) Date: 03/11/2011 10:54:01 Supplied by www.sharenet.co.za Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on, information disseminated through SENS.

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