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GDO - Gold One International Limited - Form 604 - notice of change of
interests of substantial holder
Gold One International Limited
(Previously BMA Gold Limited)
Registered in Western Australia under the Corporations Act, 2001 (Cth)
Registration number ACN: 094 265 746
Registered as an external company in the Republic of South Africa
Registration number: 2009/000032/10
Share code on the ASX/JSE: GDO
ISIN: AU000000GDO5
OTCQX International: GLDZY
("Gold One" or the "company")
FORM 604 - NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL HOLDER
A substantial holder of Gold One, today, 28 October 2011, submitted to
the Australian Securities Exchange ("ASX") the following FORM 604 -
"Notice of change of interests of substantial holder".
QUOTE
To Company Name/Scheme
Gold One International Limited
ACN/ARSN
Details of substantial holder(1)
Baker Steel Capital Managers LLP (clients
Name and associated or connected parties)
ACN/ARSN (if applicable) Water island Capital, LLC
There was a change in the interests of the 26 October 2011
substantial holder on
The previous notice was given to the company on 29 September 2011
The previous notice was dated 29 September 2011
Previous and present voting power
The total number of votes attached to all the voting shares in the
company or voting interests in the scheme that the substantial holder or
an associate (2) had a relevant interest (3) in when last required, and
when now required, to give a substantial holding notice to the company or
scheme, are as follows:
Class of
securities (4) Previous notice Present notice
Person`s vote Voting power Person`s vote Voting power
(5) (5)
Fully Paid 48,744,587 6.03% 61,921,015 7.65%
Ordinary
Securities
("Shares")
Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant
interest of the substantial holder or an associate in voting securities
of the company or scheme, since the substantial holder was last required
to give a substantial holding notice to the company or scheme are as
follows:
Person
whose Consideration Class and
relevant given in number of Person`s
Date of interest Nature of relation to securities votes
change changed change (6) change (7) affected affected
26 October Water Purchase 7,082,344.03 Ordinary 13,176,428
2011 Island 13,176,428
Capital,
LLC
Present relevant interests
Particulars of each relevant interest of the substantial holder in voting
securities after the change are as follows:
Person
Holder of Registered entitled Nature of Class and
relevant holder of to be relevant number of Person`s
interest securities registered interest(6) securities votes
as holder
(8)
Water Water Beneficial 61,921,015 61,921,015
Island Island holder Ordinary
Capital, Capital,
LLC LLC
Changes in association
The persons who have become associates (2) of, ceased to be associates
of, or have changed the nature of their association (9) with, the
substantial holder in relation to voting interests in the company or
scheme are as follows:
Name and ACN/ARSN
(if applicable) Nature of association
See Schedule
Addresses
The addresses of persons named in this form are as follows:
Name Address
Water Island 41 Madison Ave, 42nd Floor, New York, NY 10010 USA
Capital, LLC
Signature
Print Name
Matthew Hemberger
Capacity
CFO/CCO
Date 27 October 2011
DIRECTIONS
(1) If there are a number of substantial holders with similar or related
relevant interests (eg. a corporation and its related corporations, or
the manager and trustee of an equity trust), the names could be included
in an annexure to the form. If the relevant interests of a group of
persons are essentially similar, they may be referred to throughout the
form as a specifically named group if the membership of each group, with
the names and addresses of members is clearly set out in paragraph 6 of
the form.
(2) See the definition of "associate" in section 9 of the Corporations
Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7)
of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided
into separate classes.
(5) The person`s votes divided by the total votes in the body corporate
or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the
change in relevant interest occurred. If subsection 671B(4) applies, a
copy of any document setting out the terms of any relevant agreement, and
a statement by the person giving full and accurate details of any
contract, scheme or arrangement, must accompany this form, together with
a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the
exercise of, or influence the exercise of, the voting powers or disposal
of the securities to which the relevant interest relates (indicating
clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the
Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money
and other, that any person from whom a relevant interest was acquired
has, or may, become entitled to receive in relation to that acquisition.
Details must be included even if the benefit is conditional on the
happening or not of a contingency. Details must be included of any
benefit paid on behalf of the substantial holder or its associate in
relation to the acquisitions, even if they are not paid directly to the
person from whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the
person (eg. if the relevant interest arises because of an option) write
"unknown".
(9) Give details, if appropriate, of the present association and any
change in that association since the last substantial holding notice.
Schedule 1
Date Registered Quantity Value
Company
3/10/2011 Water Island 1,587,275 841,191.09
Capital, LLC
4/10/2011 Water Island 302,597 160,376.41
Capital, LLC
5/10/2011 Water Island 350,000 183,310.00
Capital, LLC
6/10/2011 Water Island 26,964 14,290.00
Capital, LLC
7/10/2011 Water Island 300,000 160,500.00
Capital, LLC
10/10/2011 Water Island 150,000 80,250.00
Capital, LLC
11/10/2011 Water Island 250,000 133,075.00
Capital, LLC
12/10/2011 Water Island 350,000 187,250.00
Capital, LLC
13/10/2011 Water Island 94,850 51,124.15
Capital, LLC
14/10/2011 Water Island 100,000 54,000.00
Capital, LLC
17/10/2011 Water Island 250,000 135,000.00
Capital, LLC
18/10/2011 Water Island 350,000 187,250.00
Capital, LLC
19/10/2011 Water Island 250,000 135,000.00
Capital, LLC
20/10/2011 Water Island 814,864 440,026.56
Capital, LLC
21/10/2011 Water Island 1,000,000 540,000.00
Capital, LLC
24/10/2011 Water Island 2,000,000 1,080,000.00
Capital, LLC
25/10/2011 Water Island 3,000,000 1,619,700.00
Capital, LLC
26/10/2011 Water Island 2,000,000 1,080,000.00
Capital, LLC
UNQUOTE
Johannesburg
28 October 2011
JSE Sponsor
Macquarie First South Capital(Pty) Limited
Date: 28/10/2011 10:54:04 Supplied by www.sharenet.co.za
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