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INL/INP - Investec Limited/ Investec plc - Form 8 (DD)

Release Date: 04/10/2011 12:49
Code(s): INL INP
Wrap Text

INL/INP - Investec Limited/ Investec plc - Form 8 (DD) Investec Limited Incorporated in the Republic of South Africa Registration number 1925/002833/06 JSE share code: INL ISIN: ZAE000081949 Investec plc Incorporated in England and Wales Registration number 3633621 JSE share code: INP ISIN: GB00B17BBQ50 (jointly "Investec") As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements. FORM 8 (DD) PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS) Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Identity of the party to the offer or INVESTEC BANK PLC / person acting in concert making the disclosure: INVESTEC LTD (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient (c) Name of offeror/offeree in relation to INVESTEC PLC whose relevant securities this form relates: Use a separate form for each offeror/offeree (d) Status of person making the disclosure: OFFEROR e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) (e) Date dealing undertaken: 03/10/2011 (f) Has the party previously disclosed, or is YES - INVESTEC LTD & it today disclosing, under the Code in respect EVOLUTION GROUP PLC of any other party to this offer' 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing Class of relevant 0.02p ordinary security: Interests Short positions Number % Number % (1) Relevant securities 22,036,276 4.0626 5,138,183 0.9473 owned and/or controlled: (2) Derivatives (other than options): (3) Options and 3,215 0.0006 114,106 0.0210 agreements to purchase/sell: TOTAL: 22,039,491 4.0631 5,252,289 0.9683 All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL). (b) Rights to subscribe for new securities (including directors` and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales Class of Purchase/sale Number of Price per relevant securities unit security ZAR (Cents)
Ordinary Purchase 3003 4276 Ordinary Purchase 1163 4280 Ordinary Purchase 1166 4283 Ordinary Purchase 2747 4284 Ordinary Purchase 2330 4285 Ordinary Purchase 192 4285 Ordinary Purchase 3928 4287 Ordinary Purchase 347 4288 Ordinary Purchase 2069 4290 Ordinary Purchase 2081 4291 Ordinary Purchase 1173 4298 Ordinary Purchase 160 4299 Ordinary Purchase 4004 4299 Ordinary Purchase 122 4301 Ordinary Purchase 1000 4301 Ordinary Purchase 2767 4303 Ordinary Purchase 1116 4305 Ordinary Purchase 3195 4307 Ordinary Purchase 11 4308 Ordinary Purchase 15386 4310 Ordinary Purchase 11302 4314 Ordinary Purchase 190 4317 Ordinary Purchase 100 4317 Ordinary Purchase 9615 4320 Ordinary Purchase 2867 4321 Ordinary Purchase 1032 4323 Ordinary Purchase 11012 4324 Ordinary Purchase 2857 4328 Ordinary Purchase 6358 4329 Ordinary Purchase 2749 4330 Ordinary Purchase 5498 4331 Ordinary Purchase 14283 4332 Ordinary Purchase 3285 4336 Ordinary Purchase 2381 4337 Ordinary Purchase 3807 4339 Ordinary Purchase 10028 4340 Ordinary Purchase 1070 4344 Ordinary Purchase 12780 4345 Ordinary Purchase 3725 4346 Ordinary Purchase 13228 4347 Ordinary Purchase 8565 4348 Ordinary Purchase 7186 4349 Ordinary Purchase 7497 4362 Ordinary Purchase 15506 4363 Ordinary Purchase 4457 4364 Ordinary Purchase 250 4365 Ordinary Purchase 18480 4365 Ordinary Purchase 10860 4366 Ordinary Purchase 9213 4367 Ordinary Purchase 6246 4368 Ordinary Purchase 2434 4369 Ordinary Purchase 8124 4370 Ordinary Purchase 2608 4370 Ordinary Purchase 6688 4370 Ordinary Purchase 3163 4370 Ordinary Purchase 1053 4371 Ordinary Purchase 6660 4373 Ordinary Purchase 2021 4375 Ordinary Purchase 2720 4376 Ordinary Purchase 13481 4377 Ordinary Purchase 12771 4378 Ordinary Purchase 7742 4379 Ordinary Purchase 52 4380 Ordinary Purchase 10258 4382 Ordinary Purchase 9683 4383 Ordinary Purchase 6733 4384 Ordinary Purchase 10954 4385 Ordinary Purchase 5988 4386 Ordinary Purchase 5273 4387 Ordinary Purchase 6774 4388 Ordinary Purchase 1000 4389 Ordinary Purchase 9549 4389 Ordinary Purchase 6215 4390 Ordinary Purchase 5000 4392 Ordinary Sale -1032 4284 Ordinary Sale -1032 4294 Ordinary Sale -1032 4299 Ordinary Sale -7500 4300 Ordinary Sale -1032 4300 Ordinary Sale -122 4301 Ordinary Sale -1032 4314 Ordinary Sale -1032 4323 Ordinary Sale -1032 4330 Ordinary Sale -1032 4340 Ordinary Sale -5000 4341 Ordinary Sale -540 4341 Ordinary Sale -2064 4347 Ordinary Sale -1000 4350 Ordinary Sale -1032 4350 Ordinary Sale -1032 4356 Ordinary Sale -2500 4365 Ordinary Sale -1032 4374 Ordinary Sale -3712 4383 Ordinary Sale -1032 4394 Ordinary Sale -1032 4395 (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description e.g. opening/closing a reference unit security e.g. CFD long/short position, securities increasing/reducing a
long/short position (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing Number of Exercise Type Expiry Option relevant descrip , securities price e.g. date money security tion purchas to which per unit American paid/ e.g. ing, option , received call selling relates European per unit option , etc. varying etc.
(ii) Exercising Class of relevant Product Number of Exercise price per security description securities unit e.g. call option
(d) Other dealings (including subscribing for new securities) Class of Nature of dealing Details Price per unit relevant e.g. subscription, (if applicable) security conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: If there are no such agreements, arrangements or understandings, state "none" (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" None. (c) Attachments Are any Supplemental Forms attached' Supplemental Form 8 (Open Positions) YES Supplemental Form 8 (SBL) NO Date of disclosure: 04/10/2011 Contact name: Gary Darch Telephone number: 0207 597 4549 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available for consultation in relation to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk. SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the "Code") 1. KEY INFORMATION Identity of person whose open positions are INVESTEC BANK PLC/LTD being disclosed: Name of offeror/offeree in relation to whose INVESTEC PLC relevant securities the disclosure relates: 2. OPTIONS AND DERIVATIVES Class of Product Written or Number of Exercise Type Expir relevant description purchased securities price e.g. y security e.g. call to which per unit American, date option option or European derivative etc. relates
0.02p Put Option Purchased 4,760 ZAR 42 American 15/12 ordinary /2011 0.02p Put Option Purchased 50,000 ZAR 75 European 16/07 ordinary /2012 0.02p Call Option Written 50,000 ZAR 75 European 16/07 ordinary /2012 0.02p Futures Purchased 715 European 15/12 ordinary /2011 0.02p Put Option Purchase 2,500 ZAR 46 American 15/12 ordinary /2011 0.02p Futures Written 9,346 European 15/12 ordinary /2011 3. AGREEMENTS TO PURCHASE OR SELL ETC. Full details should be given so that the nature of the interest or position can be fully understood: It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets. The currency of all prices and other monetary amounts should be stated. The Panel`s Market Surveillance Unit is available for consultation in relation to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk. Date: 04/10/2011 12:49:55 Supplied by www.sharenet.co.za Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on, information disseminated through SENS.

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