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INL/INP - Investec Limited/Investec plc - Form 8 (DD)

Release Date: 03/10/2011 11:46
Code(s): INL INP
Wrap Text

INL/INP - Investec Limited/Investec plc - Form 8 (DD) Investec Limited Incorporated in the Republic of South Africa Registration number 1925/002833/06 JSE share code: INL ISIN: ZAE000081949 Investec plc Incorporated in England and Wales Registration number 3633621 JSE share code: INP ISIN: GB00B17BBQ50 (jointly "Investec") As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements. FORM 8 (DD) PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS) Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Identity of the party to the offer or INVESTEC BANK PLC / INVESTEC person acting in concert making the LTD disclosure: (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient (c) Name of offeror/offeree in relation to INVESTEC PLC whose relevant securities this form relates: Use a separate form for each offeror/offeree (d) Status of person making the disclosure: OFFEROR e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) (e) Date dealing undertaken: 30/09/2011 (f) Has the party previously disclosed, or is YES - INVESTEC LTD & it today disclosing, under the Code in respect EVOLUTION GROUP PLC of any other party to this offer' 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing Class of relevant security: 0.02p ordinary Interests Short positions Number % Number %
(1) Relevant securities owned and/or controlled: 21,639,740 3.9895 130,919 0.0241 (2) Derivatives (other than options): (3) Options and agreements to purchase/sell: 3,215 0.0006 114,106 0.0210 TOTAL: 21,642,955 3.9900 245,025 0.0451 All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL). (b) Rights to subscribe for new securities (including directors` and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales Class of Purchase/sale Number of Price per relevant securities unit security ZAR (Cents)
Ordinary Purchase 5,198 4363 Ordinary Purchase 700 4365 Ordinary Purchase 1,032 4375 Ordinary Purchase 200 4375 Ordinary Purchase 751 4376 Ordinary Purchase 413 4379 Ordinary Purchase 1,252 4388 Ordinary Purchase 3,600 4389 Ordinary Purchase 3,253 4391 Ordinary Purchase 3,253 4392 Ordinary Purchase 1,651 4394 Ordinary Purchase 3,250 4395 Ordinary Purchase 5,094 4397 Ordinary Purchase 3,247 4398 Ordinary Purchase 6,089 4399 Ordinary Purchase 1,331 4400 Ordinary Purchase 300 4400 Ordinary Purchase 413 4401 Ordinary Purchase 4,483 4402 Ordinary Purchase 1,053 4403 Ordinary Purchase 741 4404 Ordinary Purchase 2,015 4405 Ordinary Purchase 2,236 4406 Ordinary Purchase 3,557 4407 Ordinary Purchase 4,339 4409 Ordinary Purchase 2,000 4410 Ordinary Purchase 2,764 4410 Ordinary Purchase 1,032 4411 Ordinary Purchase 4,303 4412 Ordinary Purchase 11,796 4413 Ordinary Purchase 3,535 4414 Ordinary Purchase 4,456 4415 Ordinary Purchase 5,000 4416 Ordinary Purchase 300 4420 Ordinary Purchase 2,092 4425 Ordinary Purchase 3,225 4429 Ordinary Purchase 2,126 4430 Ordinary Purchase 1,919 4433 Ordinary Purchase 715 4436 Ordinary Purchase 2,477 4442 Ordinary Sale -1,032 4362 Ordinary Sale -5,478 4363 Ordinary Sale -1,032 4363 Ordinary Sale -1,787 4363 Ordinary Sale -6,000 4365 Ordinary Sale -2,000 4366 Ordinary Sale -8,000 4367 Ordinary Sale -8,000 4369 Ordinary Sale -350 4370 Ordinary Sale -2,064 4370 Ordinary Sale -19,184 4370 Ordinary Sale -2,064 4371 Ordinary Sale -10,000 4371 Ordinary Sale -840 4373 Ordinary Sale -2,064 4374 Ordinary Sale -1,032 4375 Ordinary Sale -8,618 4375 Ordinary Sale -1,198 4376 Ordinary Sale -250 4377 Ordinary Sale -809 4377 Ordinary Sale -1,032 4378 Ordinary Sale -91 4379 Ordinary Sale -3,319 4380 Ordinary Sale -22,000 4380 Ordinary Sale -1,032 4382 Ordinary Sale -1,032 4383 Ordinary Sale -1,230 4384 Ordinary Sale -3,943 4385 Ordinary Sale -4,904 4388 Ordinary Sale -2,064 4388 Ordinary Sale -3,096 4389 Ordinary Sale -1,032 4390 Ordinary Sale -6,776 4390 Ordinary Sale -2,064 4391 Ordinary Sale -5,385 4391 Ordinary Sale -1,032 4392 Ordinary Sale -1,181 4393 Ordinary Sale -941 4393 Ordinary Sale -3,170 4394 Ordinary Sale -1,032 4394 Ordinary Sale -500 4395 Ordinary Sale -1,032 4395 Ordinary Sale -1,408 4396 Ordinary Sale -215 4396 Ordinary Sale -2,031 4397 Ordinary Sale -1,032 4397 Ordinary Sale -12,000 4397 Ordinary Sale -3,883 4400 Ordinary Sale -3,069 4400 Ordinary Sale -215 4400 Ordinary Sale -1,000 4400 Ordinary Sale -1,032 4401 Ordinary Sale -737 4405 Ordinary Sale -1,032 4405 Ordinary Sale -1,585 4407 Ordinary Sale -1,876 4410 Ordinary Sale -696 4411 Ordinary Sale -1,032 4411 Ordinary Sale -1,343 4412 Ordinary Sale -1,626 4413 Ordinary Sale -964 4414 Ordinary Sale -964 4415 Ordinary Sale -25,000 4415 Ordinary Sale -1,624 4416 Ordinary Sale -1,032 4416 Ordinary Sale -1,032 4418 Ordinary Sale -1,032 4420 Ordinary Sale -1,032 4425 Ordinary Sale -1,032 4426 Ordinary Sale -1,002 4427 Ordinary Sale -1,448 4430 Ordinary Sale -1,584 4431 Ordinary Sale -1,529 4432 Ordinary Sale -908 4434 Ordinary Sale -1,418 4435 Ordinary Sale -413 4437 Ordinary Sale -1,521 4440
(b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description e.g. opening/closing reference unit security e.g. CFD a long/short securities position, increasing/reducing a long/short position
(c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Type Expiry Option relevant descript- purchas- securities price e.g. date money security ion e.g. ing, to which per unit American, paid/ call selling, option European received option varying relates etc. per unit etc. (ii) Exercising Class of relevant Product Number of Exercise price per security description securities unit e.g. call option
(d) Other dealings (including subscribing for new securities) Class of Nature of dealing Details Price per unit relevant e.g. subscription, (if applicable) security conversion
The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: If there are no such agreements, arrangements or understandings, state "none" (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" None. (c) Attachments Are any Supplemental Forms attached' Supplemental Form 8 (Open Positions) YES Supplemental Form 8 (SBL) NO Date of disclosure: 03/10/2011 Contact name: Gary Darch Telephone number: 0207 597 4549 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available for consultation in relation to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk. SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the "Code") 1. KEY INFORMATION Identity of person whose open positions are INVESTEC BANK PLC/LTD being disclosed: Name of offeror/offeree in relation to whose INVESTEC PLC relevant securities the disclosure relates: 2. OPTIONS AND DERIVATIVES Class of Product Written or Number of Exercise Type Expiry relevant description purchased securities price e.g. date security e.g. call to which per unit American, option option or European derivative etc.
relates 0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/2011 ordinary 0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/2012 ordinary 0.02p Call Option Written 50,000 ZAR 75 European 16/07/2012 ordinary 0.02p Futures Purchased 715 European 15/12/2011 ordinary 0.02p Put Option Purchase 2,500 ZAR 46 American 15/12/2011 ordinary 0.02p Futures Written 9,346 European 15/12/2011 ordinary 3. AGREEMENTS TO PURCHASE OR SELL ETC. Full details should be given so that the nature of the interest or position can be fully understood: It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets. The currency of all prices and other monetary amounts should be stated. The Panel`s Market Surveillance Unit is available for consultation in relation to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk. Date: 03/10/2011 11:46:01 Supplied by www.sharenet.co.za Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on, information disseminated through SENS.

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