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INL/INP - Investec Limited/Investec plc - Form 8 (DD)

Release Date: 27/09/2011 11:11
Code(s): INL INP
Wrap Text

INL/INP - Investec Limited/Investec plc - Form 8 (DD) Investec Limited Incorporated in the Republic of South Africa Registration number 1925/002833/06 JSE share code: INL ISIN: ZAE000081949 Investec plc Incorporated in England and Wales Registration number 3633621 JSE share code: INP ISIN: GB00B17BBQ50 (jointly "Investec") As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements. FORM 8 (DD) PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS) Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Identity of the party to the offer or INVESTEC BANK PLC / INVESTEC person acting in concert making the LTD disclosure: (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient (c) Name of offeror/offeree in relation to INVESTEC PLC whose relevant securities this form relates: Use a separate form for each offeror/offeree (d) Status of person making the disclosure: OFFEROR e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) (e) Date dealing undertaken: 26/09/2011 (f) Has the party previously disclosed, or is YES - INVESTEC LTD & it today disclosing, under the Code in respect EVOLUTION GROUP PLC of any other party to this offer' 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing Class of relevant security: 0.02p ordinary Interests Short positions Number % Number %
(1) Relevant securities owned and/or controlled: 21,501,830 3.9641 977,542 0.1802 (2) Derivatives (other than options): (3) Options and agreements to purchase/sell: 3,215 0.0006 114,106 0.0210 TOTAL: 21,505,045 3.9646 1,088,885 0.2007 All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL). (b) Rights to subscribe for new securities (including directors` and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales Class of Purchase/sale Number of Price per relevant securities unit security ZAR
(Cents) Ordinary Purchase 200 4450 Ordinary Purchase 14984 4450 Ordinary Purchase 1032 4471 Ordinary Purchase 825 4489 Ordinary Purchase 180 4490 Ordinary Purchase 825 4490 Ordinary Purchase 206 4491 Ordinary Purchase 825 4499 Ordinary Purchase 300 4500 Ordinary Sale 39400 4450 Ordinary Sale 10224 4450 Ordinary Sale 2500 4456 Ordinary Sale 43560 4460 Ordinary Sale 2064 4465 Ordinary Sale 1032 4466 Ordinary Sale 9500 4469 Ordinary Sale 2586 4470 Ordinary Sale 1032 4475 Ordinary Sale 1032 4479 Ordinary Sale 218 4480 Ordinary Sale 1032 4481 Ordinary Sale 365 4483 Ordinary Sale 1032 4484 Ordinary Sale 1238 4485 Ordinary Sale 1000 4485 Ordinary Sale 825 4487 Ordinary Sale 1492 4490 Ordinary Sale 38893 4490 Ordinary Sale 1032 4495 Ordinary Sale 1081 4495 Ordinary Sale 825 4500 Ordinary Sale 34850 4500 Ordinary Sale 1000 4500 Ordinary Sale 2000 4502 Ordinary Sale 825 4506 Ordinary Sale 28684 4515 Ordinary Sale 1316 4516 Ordinary Sale 215 4520 Ordinary Sale 10884 4525 Ordinary Sale 1327 4526 Ordinary Sale 21914 4540 Ordinary Sale 2905 4541 Ordinary Sale 2041 4542 Ordinary Sale 2608 4543 Ordinary Sale 1020 4544 (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description e.g. opening/closing reference unit security e.g. CFD a long/short securities position,
increasing/reducing a long/short position (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Type Expiry Option relevant descript- purchas- securities price e.g. date money security ion e.g. ing, to which per unit American, paid/ call selling, option European received option varying relates etc. per unit etc. (ii) Exercising Class of relevant Product Number of Exercise price per security description securities unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of Nature of dealing Details Price per unit relevant e.g. subscription, (if applicable) security conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: If there are no such agreements, arrangements or understandings, state "none" (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" None. (c) Attachments Are any Supplemental Forms attached' Supplemental Form 8 (Open Positions) YES Supplemental Form 8 (SBL) NO Date of disclosure: 27/09/2011 Contact name: Jacqueline Lovis Telephone number: 0207 597 4815 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available for consultation in relation to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk. SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the "Code") 1. KEY INFORMATION Identity of person whose open positions are INVESTEC BANK PLC/LTD being disclosed: Name of offeror/offeree in relation to whose INVESTEC PLC relevant securities the disclosure relates: 2. OPTIONS AND DERIVATIVES Class of Product Written or Number of Exercise Type Expiry relevant description purchased securities price e.g. date security e.g. call to which per unit American, option option or European derivative etc.
relates 0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/2011 ordinary 0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/2012 ordinary 0.02p Call Option Written 50,000 ZAR 75 European 16/07/2012 ordinary 0.02p Futures Purchased 715 European 15/12/2011 ordinary 0.02p Put Option Purchase 2,500 ZAR 46 American 15/12/2011 ordinary 0.02p Futures Written 9,346 European 15/12/2011 ordinary 3. AGREEMENTS TO PURCHASE OR SELL ETC. Full details should be given so that the nature of the interest or position can be fully understood: It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets. The currency of all prices and other monetary amounts should be stated. The Panel`s Market Surveillance Unit is available for consultation in relation to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk Date: 27/09/2011 11:11:11 Supplied by www.sharenet.co.za Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on, information disseminated through SENS.

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