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INL/INP - Investec Limited/ Investec plc - Form 8 (DD)

Release Date: 19/09/2011 11:49
Code(s): INL INP
Wrap Text

INL/INP - Investec Limited/ Investec plc - Form 8 (DD) Investec Limited Incorporated in the Republic of South Africa Registration number 1925/002833/06 JSE share code: INL ISIN: ZAE000081949 Investec plc Incorporated in England and Wales Registration number 3633621 JSE share code: INP ISIN: GB00B17BBQ50 (jointly "Investec") As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements. FORM 8 (DD) - AMENDMENT TO 3(C)(i) PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS) Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Identity of the party to the offer or person INVESTEC BANK PLC / acting in concert making the disclosure: INVESTEC LTD (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient (c) Name of offeror/offeree in relation to whose INVESTEC PLC relevant securities this form relates: Use a separate form for each offeror/offeree (d) Status of person making the disclosure: OFFEROR e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) (e) Date dealing undertaken: 15/09/2011 (f) Has the party previously disclosed, or is it YES - INVESTEC LTD & today disclosing, under the Code in respect of EVOLUTION GROUP PLC any other party to this offer' 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing Class of relevant security: 0.02p ordinary Interests Short positions
Number % Number % (1) Relevant securities 21,343,643 3.9347 983,557 0.1813 owned and/or controlled: (2) Derivatives (other than options): (3) Options and agreements 3,215 0.0006 114,106 0.0210 to purchase/sell: TOTAL: 21,346,858 3.9355 1,088,885 0.2007 All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL). (b) Rights to subscribe for new securities (including directors` and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ZAR (Cents) Ordinary Purchase 1,745 4835 Ordinary Purchase 1,033 4836 Ordinary Purchase 2,571 4838 Ordinary Purchase 528 4839 Ordinary Purchase 25,506 4839 Ordinary Purchase 4,454 4840 Ordinary Purchase 25,000 4840 Ordinary Purchase 1,033 4841 Ordinary Purchase 3,099 4844 Ordinary Purchase 951 4845 Ordinary Purchase 827 4847 Ordinary Purchase 1,033 4848 Ordinary Purchase 2,894 4850 Ordinary Purchase 1,033 4852 Ordinary Purchase 455 4855 Ordinary Purchase 2,269 4859 Ordinary Purchase 2,480 4861 Ordinary Purchase 827 4863 Ordinary Purchase 211 4869 Ordinary Purchase 2,480 4870 Ordinary Purchase 1,240 4889 Ordinary Purchase 1,240 4897 Ordinary Purchase 1822 410.9 Ordinary Purchase 2401 411 Ordinary Purchase 903 411.0163 Ordinary Purchase 2213 411.1 Ordinary Purchase 100 411.2 Ordinary Purchase 1854 411.3 Ordinary Purchase 18 411.6 Ordinary Purchase 188 413.2 Ordinary Purchase 30 413.7 Ordinary Purchase 18750 416 Ordinary Sale 270 4787 Ordinary Sale 817,791 4839 Ordinary Sale 950 4845 Ordinary Sale 149 4845 Ordinary Sale 1,081 4868 Ordinary Sale 4620 410.9 Ordinary Sale 4012 411 Ordinary Sale 903 411.0163 Ordinary Sale 3997 411.1 Ordinary Sale 200 411.2 Ordinary Sale 1854 411.3 Ordinary Sale 2226 411.4 Ordinary Sale 2000 411.5 Ordinary Sale 18 411.6 Ordinary Sale 926 411.7 Ordinary Sale 3254 411.9 Ordinary Sale 637 412 Ordinary Sale 693 412.1 Ordinary Sale 1723 412.3 Ordinary Sale 998 412.5 Ordinary Sale 188 413.4 Ordinary Sale 30 413.7 (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description e.g. opening/closing a reference unit security e.g. CFD long/short position, securities increasing/reducing a
long/short position (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number Exercise Type Expiry Option relevant descrip purchasing, of price e.g. date money security tion selling, securiti per unit American paid/ e.g. varying es to , received call etc. which European per unit option option etc. relates 0.02p Put Expired - 284 ZAR 43 American 15/09/2 ordinary option Closing a 011 short 0.02p Expired - 284 ZAR 58 American ordinary Call Closing a 15/09/2 option long 011 0.02p Expired - 284 ZAR 51 American ordinary Closing a Call short 15/09/2 0.02p option Expired - 1,000 ZAR 59 American 011 ordinary Closing a long 0.02p Call written 9,346 N/A European 15/09/2 ordinary option 011 Futures 15/12/2 011 (ii) Exercising Class of relevant Product Number of Exercise price per security description securities unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of Nature of dealing Details Price per unit relevant e.g. subscription, (if applicable) security conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: If there are no such agreements, arrangements or understandings, state "none" (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" None. (c) Attachments Are any Supplemental Forms attached' Supplemental Form 8 (Open Positions) YES Supplemental Form 8 (SBL) NO Date of disclosure: 19/09/2011 Contact name: Jacqueline Lovis Telephone number: 0207 597 4815 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available for consultation in relation to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk. SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the "Code") 1. KEY INFORMATION Identity of person whose open positions are being INVESTEC BANK PLC/LTD disclosed: Name of offeror/offeree in relation to whose INVESTEC PLC relevant securities the disclosure relates: 2. OPTIONS AND DERIVATIVES Class of Product Written or Number of Exercise Type Expiry relevant description purchased securities price e.g. date security e.g. call to which per unit American, option option or European derivative etc. relates
0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/20 ordinary 11 0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/20 ordinary 12 0.02p Call Option Written 50,000 ZAR 75 European 16/07/20 ordinary 12 0.02p Futures Purchased 715 European 15/12/20 ordinary 11 0.02p Put Option Purchase 2,500 ZAR 46 American 15/12/20 ordinary 11 0.02p Futures Written 9,346 European 15/12/20 ordinary 11 3. AGREEMENTS TO PURCHASE OR SELL ETC. Full details should be given so that the nature of the interest or position can be fully understood: It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets. The currency of all prices and other monetary amounts should be stated. The Panel`s Market Surveillance Unit is available for consultation in relation to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk. Date: 19/09/2011 11:49:01 Supplied by www.sharenet.co.za Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on, information disseminated through SENS.

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