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GDO - Gold One International Limited - Form 604 - Notice of change of interests
of substantial holder
Gold One International Limited
Registered in Western Australia under the Corporations Act, 2001 (Cth)
Registration number ACN: 094 265 746
Registered as an external company in the Republic of South Africa
Registration number: 2009/000032/10
Share code on the ASX/JSE: GDO
ISIN: AU000000GDO5
OTCQX International: GLDZY
("Gold One" or the "company")
FORM 604 - NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL HOLDER
A substantial holder of Gold One, on Thursday, 15 September 2011, submitted to
the Australian Securities Exchange ("ASX") the following FORM 604 - "Notice of
change of interests of substantial holder".
QUOTE
To Company Name/Scheme
Gold One International Limited ("Gold One")
ACN/ARSN
094 265 746
1 Details of substantial holder(1)
Baker Steel Capital Managers LLP (Clients
Name of and associated or connected parties)
ACN/ARSN (if applicable) N/A
There was a change in the interests of the substantial 13 September
holder on 2011
The previous notice was given to the company on 25 August 2011
The previous notice was dated 25 August 2011
2 Previous and present voting power
The total number of votes attached to all the voting shares in the company
or voting interests in the scheme that the substantial holder or an
associate (2) had a relevant interest (3) in when last required, and when
now required, to give a substantial holding notice to the company or
scheme, are as follows:
Class of
securities (4) Previous notice Present notice
Person`s Voting power Person`s Voting power
votes (5) votes (5)
Fully Paid 62,001,00 7.7% 64,987,000 8.0%
Ordinary Shares
3 Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant
interest of the substantial holder or an associate in voting securities of
the company or scheme, since the substantial holder was last required to
give a substantial holding notice to the company or scheme are as follows:
Person
whose Consideration Class and
relevant given in number of Person`s
Date of interest Nature of relation to securities votes
change changed change (6) change (7) affected affected
See
annexure
A
4 Present relevant interests
Particulars of each relevant interest of the substantial holder in voting
securities after the change are as follows:
Holder of Registered Person Nature of Class and Person`s
relevant holder of entitled relevant number of votes
interest securities to be interest securities
registered (6)
as holder
(8)
Genus HSBC As Registered 13,628,000 13,628,000
Dynamic Custody previous holder Ordinary
Gold Fund Nominees column shares
(Australia)
Ltd
CF Ruffer National As Registered 43,974,000 43,974,000
Baker Nominees previous holder Ordinary
Steel Gold Ltd column shares
Fund
RIT National As Registered 2,355,000 2,335,000
Capital Nominees previous holder Ordinary
Partners Ltd column shares
PLC
Baker HSBC As Registered 5,030,000 5,030,000
Steel Gold Custody previous holder Ordinary
Fund Nominees column shares
(Australia)
Ltd
5 Changes in association
The persons who have become associates (2) of, ceased to be associates of,
or have changed the nature of their association (9) with, the substantial
holder in relation to voting interests in the company or scheme are as
follows:
Name and ACN/ARSN
(if applicable) Nature of association
N/A N/A
6 Addresses
The addresses of persons named in this form are as follows:
Name Address
For all entitles c/o Baker Steel Capital Managers LLP, 86
listed Jermyn Street, London, SW1Y 6JD
Signature
Print Name
Tino Isnardi
Capacity
Head of Trading and Operations
Date 15 September 2011
DIRECTIONS
(1) If there are a number of substantial holders with similar or related
relevant interests (eg. a corporation and its related corporations, or the
manager and trustee of an equity trust), the names could be included in an
annexure to the form. If the relevant interests of a group of persons are
essentially similar, they may be referred to throughout the form as a
specifically named group if the membership of each group, with the names
and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act
2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of
the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into
separate classes.
(5) The person`s votes divided by the total votes in the body corporate or
scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change
in relevant interest occurred. If subsection 671B(4) applies, a copy of any
document setting out the terms of any relevant agreement, and a statement
by the person giving full and accurate details of any contract, scheme or
arrangement, must accompany this form, together with a written statement
certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the
exercise of, or influence the exercise of, the voting powers or disposal of
the securities to which the relevant interest relates (indicating clearly
the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations
Act 2001.
(7) Details of the consideration must include any and all benefits, money and
other, that any person from whom a relevant interest was acquired has, or
may, become entitled to receive in relation to that acquisition. Details
must be included even if the benefit is conditional on the happening or not
of a contingency. Details must be included of any benefit paid on behalf of
the substantial holder or its associate in relation to the acquisitions,
even if they are not paid directly to the person from whom the relevant
interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person
(eg. if the relevant interest arises because of an option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in
that association since the last substantial holding notice.
Annexure A
Date of Person Nature of Consideration Class and Person`s
acceptances whose change (6) given in number of votes
relevant relation to securities affected
interest change (7) affected
changed
13/09/11 Genus Market -AUD 375,950 ordinary 700,000
Dynamic purchase
Gold Fund
13/09/11 CF Ruffer Market -AUD 487,661 ordinary 908,000
Baker Steel purchase
Gold Fund
12/09/11 Baker Steel Market -AUD 188,852 ordinary 360,000
Gold Fund purchase
12/09/11 RIT Capital Market -AUD 94,426 ordinary 175,000
Partners purchase
PLC
12/09/11 Genus Market -AUD 190,471 ordinary 353,000
Dynamic purchase
Gold Fund
12/09/11 CF Ruffer Market -AUD 269,789 ordinary 500,000
Steel Gold purchase
Fund
UNQUOTE
Johannesburg
16 September 2011
JSE Sponsor
Macquarie First South Capital (Pty) Limited
Date: 16/09/2011 09:31:12 Supplied by www.sharenet.co.za
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