Wrap Text
GDO - Gold One International Limited - Form 604 - Notice of change of interests
of substantial holder
Gold One International Limited
Registered in Western Australia under the Corporations Act, 2001 (Cth)
Registration number ACN: 094 265 746
Registered as an external company in the Republic of South Africa
Registration number: 2009/000032/10
Share code on the ASX/JSE: GDO
ISIN: AU000000GDO5
OTCQX International: GLDZY
("Gold One" or the "company")
FORM 604 - NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL HOLDER
A substantial holder of Gold One, today, 29 August 2011, submitted to the
Australian Securities Exchange ("ASX") the following FORM 604 - "Notice of
change of interests of substantial holder".
QUOTE
To Company Name/Scheme
Gold One International Limited ("Gold One")
ACN/ARSN
094 265 746
1 Details of substantial holder(1)
Baker Steel Managers LLP (Clients of and
Name associated or connected parties)
ACN/ARSN (if applicable) N/A
There was a change in the interests of the substantial 25 August 2011
holder on
The previous notice was given to the company on 19 July 2011
The previous notice was dated 19 July 2011
2 Previous and present voting power
The total number of votes attached to all the voting shares in the company or
voting interests in the scheme that the substantial holder or an associate (2)
had a relevant interest (3) in when last required, and when now required, to
give a substantial holding notice to the company or scheme, are as follows:
Class of
securities (4) Previous notice Present notice
Person`s Voting power Person`s Voting power
votes (5) votes (5)
Fully Paid 68,136,466 8.4% 62,001,000 7.7%
Ordinary
Securities
("Shares")
3 Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest
of the substantial holder or an associate in voting securities of the company or
scheme, since the substantial holder was last required to give a substantial
holding notice to the company or scheme are as follows:
Person
whose Consideration Class and
relevant given in number of Person`s
Date of interest Nature of relation to securities votes
change changed change (6) change (7) affected affected
***See
attached
schedule***
4 Present relevant interests
Particulars of each relevant interest of the substantial holder in voting
securities after the change are as follows:
Holder of Registered Person Nature of Class and Person`s
relevant holder of entitled relevant number of votes
interest securities to be interest securities
register (6)
ed as
holder
(8)
Genus HSBC As Registered Ordinary/ 12,575,000
Dynamic Custody previous holder 12,575,000
Gold Fund Nominees column
(Australia)
Ltd
CF Ruffer National As Registered Ordinary/ 42,566,000
Baker Steel Nominees previous holder 42,566,000
Gold Fund Ltd column
RIT Capital National As Registered Ordinary/ 2,180,000
Partners Nominees previous holder 2,180,000
PLC Ltd column
Baker Steel HSBC As Registered Ordinary/ 4,680,000
Gold Fund Custody previous holder 4,680,000
Nominees column
(Australia)
Ltd
5 Changes in association
The persons who have become associates (2) of, ceased to be associates of, or
have changed the nature of their association (9) with, the substantial holder in
relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN
(if applicable) Nature of association
N/A N/A
6 Addresses
The addresses of persons named in this form are as follows:
Name Address
For all c/o Baker Steel Capital Managers LLP, 86 Jermyn Street,
entities London, SW1Y6JD
listed
Signature
Print Name
Tino Isnardi
Capacity
Head of Trading and Operations
Date 26 August 2011
DIRECTIONS
(1) If there are a number of substantial holders with similar or related
relevant interests (eg. a corporation and its related corporations, or the
manager and trustee of an equity trust), the names could be included in an
annexure to the form. If the relevant interests of a group of persons are
essentially similar, they may be referred to throughout the form as a
specifically named group if the membership of each group, with the names and
addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the
Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into
separate classes.
(5) The person`s votes divided by the total votes in the body corporate or
scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in
relevant interest occurred. If subsection 671B(4) applies, a copy of any
document setting out the terms of any relevant agreement, and a statement by the
person giving full and accurate details of any contract, scheme or arrangement,
must accompany this form, together with a written statement certifying this
contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise
of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest relates (indicating clearly the
particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act
2001.
(7) Details of the consideration must include any and all benefits, money and
other, that any person from whom a relevant interest was acquired has, or may,
become entitled to receive in relation to that acquisition. Details must be
included even if the benefit is conditional on the happening or not of a
contingency. Details must be included of any benefit paid on behalf of the
substantial holder or its associate in relation to the acquisitions, even if
they are not paid directly to the person from whom the relevant interest was
acquired.
(8) If the substantial holder is unable to determine the identity of the person
(eg. if the relevant interest arises because of an option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in
that association since the last substantial holding notice.
Schedule 1
Date of Person Nature of Consideration Class and Person`s
acceptances whose Change given in number of votes
relevant relation to securities affected
interest change (7) affected
changed
28-Jul-11 Baker Steel Market sale AUD 115,684 ordinary -226,000
Gold Fund
28-Jul-11 RIT Capital Market sale AUD 52,211 ordinary -102,000
Partners
PLC
28-Jul-11 Genus Market sale AUD 291,768 ordinary -570,000
Dynamic
Gold Fund
28-Jul-11 CF Ruffer Market sale AUD 1,145,301 ordinary -2,237,466
Baker Steel
Gold Fund
27-Jul-11 RIT Capital Market sale AUD 76,362 ordinary -150,000
Partners
PLC
27-Jul-11 Baker Steel Market sale AUD 152,724 ordinary -300,000
Gold Fund
27-Jul-11 CF Ruffer Market sale AUD 1,298,153 ordinary -2,550,000
Baker Steel
Gold Fund
UNQUOTE
Johannesburg
29 August 2011
JSE Sponsor
Macquarie First South Capital (Pty) Limited
Date: 29/08/2011 07:26:18 Supplied by www.sharenet.co.za
Produced by the JSE SENS Department.
The SENS service is an information dissemination service administered by the
JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or
implicitly, represent, warrant or in any way guarantee the truth, accuracy or
completeness of the information published on SENS. The JSE, their officers,
employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature,
howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.