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INL/INP - Investec Limited/ Investec plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
(jointly "Investec")
As part of the dual listed company structure, Investec plc and Investec Limited
notify both the London Stock Exchange and the JSE Limited of matters which are
required to be disclosed under the Disclosure, Transparency and Listing Rules of
the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing
Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer orINVESTEC BANK PLC / INVESTEC
person acting in concert making the LTD
disclosure:
(b) Owner or controller of interests and
short positions disclosed, if different
from 1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation INVESTEC PLC
to whose relevant securities this form
relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the OFFEROR
disclosure:
e.g. offeror, offeree, person acting
in concert with the offeror/offeree
(specify name of offeror/offeree)
(e) Date dealing undertaken: 22/08/2011
(f) Has the party previously disclosed, YES - INVESTEC LTD & THE
or is it today disclosing, under the CodeEVOLUTION GROUP PLC
in respect of any other party to this
offer'
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 22,296,712 4.1105 4,094,680 0.4486
(2) Derivatives (other
than options):
(3) Options and agreements
to purchase/sell: 4,499 0.0008 105,328 0.0194
TOTAL: 22,301,211 4.1114 4,200,008 0.7743
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in relation to which subscription
right exists:
Details, including nature of the rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per unit
relevant securities ZAR (Cents)
security
Purchase 827 4539
Ordinary Purchase 10,000 4545
Purchase 827 4564
Purchase 827 4569
Purchase 827 4579
Purchase 827 4580
Purchase 827 4599
Purchase 10,000 4599
Purchase 827 4602
Purchase 827 4614
Purchase 374 4620
Purchase 827 4630
Purchase 9,626 4630
Purchase 2,000 4631
Purchase 2,000 4635
Purchase 2,500 4637
Purchase 10,000 4640
Purchase 4,770 4644
Purchase 10,000 4650
Purchase 827 4661
Purchase 827 4679
Purchase 827 4680
Purchase 2,886 4680
Purchase 97 4686
Purchase 827 4688
Purchase 4,000 4692
Purchase 3,114 4696
Purchase 500 4698
Purchase 265 4698
Purchase 5,000 4700
Purchase 1,654 4705
Purchase 827 4706
Purchase 1,127 4710
Purchase 430 4711
Purchase 562 4713
Sale 100 4565
Sale 837 4572
Sale 1,500 4572
Sale 2,000 4572
Sale 3,210 4572
Sale 1,350 4572
Sale 1,010 4572
Sale 4,000 4572
Sale 320 4572
Sale 795 4572
Sale 7,908 4572
Sale 18,993 4572
Sale 4,774 4590
Sale 324 4590
Sale 180 4591
Sale 330 4591
Sale 1,626 4591
Sale 3,300 4591
Sale 700 4594
Sale 900 4594
Sale 600 4594
Sale 6,363 4594
Sale 950 4595
Sale 827 4599
Sale 626 4650
Sale 110 4651
Sale 400 4654
Sale 374 4655
Sale 1,560 4660
Sale 1,580 4660
Sale 500 4660
Sale 1,880 4660
Sale 200 4661
Sale 3,000 4661
Sale 265 4664
Sale 2,510 4665
Sale 550 4666
Sale 1,280 4666
Sale 1,230 4666
Sale 2,000 4667
Sale 890 4668
Sale 2,000 4670
Sale 4,400 4670
Sale 4,000 4671
Sale 373 4672
Sale 1,000 4672
Sale 327 4675
Sale 625 4675
Sale 3,333 4675
Sale 4,025 4675
Sale 7,600 4678
Sale 3,960 4681
Sale 1,975 4682
Sale 750 4682
Sale 45,600 4713
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasin of price e.g. date money
security e.g. call g, securit per unit Americ paid/
option selling, ies to an, received
varying which Europe per unit
etc. option an
relates etc.
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.
(c) Attachments
Are any Supplemental Forms attached'
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 23/08/2011
Contact name: Jacqueline Lovis
Telephone number: 0207 597 4815
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC BANK PLC/LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/20
ordinary 11
0.02p Call Option Purchased 1,000 ZAR 59 American 15/09/20
ordinary 11
0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/20
ordinary 12
0.02p Call Option Written 50,000 ZAR 75 European 16/07/20
ordinary 12
0.02p Futures Purchased 715 European 15/12/20
ordinary 11
0.02p Put Option Purchased 284 ZAR 43 American 15/09/20
ordinary 11
0.02p Call Option Purchased 284 ZAR 58 American 15/09/20
ordinary 11
0.02p Call Option Written 284 ZAR 51 American 15/09/20
ordinary 11
0.02p Put Option Purchase 2,500 ZAR 46 American 15/12/20
ordinary 11
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
Date: 23/08/2011 12:28:01 Supplied by www.sharenet.co.za
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