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INL/INP - Investec - Form 8 (DD)

Release Date: 10/08/2011 08:52
Code(s): INL INP
Wrap Text

INL/INP - Investec - Form 8 (DD) Investec Limited Investec plc Incorporated in the Republic of Incorporated in England and Wales South Africa Registration number 3633621 Registration number JSE share code: INP 1925/002833/06 ISIN: GB00B17BBQ50 JSE share code: INL ISIN: ZAE000081949 (jointly "Investec") As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements. FORM 8 (DD) PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS) Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Identity of the party to the offer or INVESTEC BANK PLC / person acting in concert making the INVESTEC LTD disclosure: (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient (c) Name of offeror/offeree in relation to INVESTEC PLC whose relevant securities this form relates: Use a separate form for each offeror/offeree (d) Status of person making the OFFEROR disclosure: e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) (e) Date dealing undertaken: 08/08/2011 (f) Has the party previously disclosed, or YES - INVESTEC LTD is it today disclosing, under the Code in respect of any other party to this offer' 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing Class of relevant security: 0.02p ordinary Interests Short positions Number % Number % (1) Relevant securities owned and/or controlled: 36,259,762 6.6848 (2) Derivatives (other than options): (3) Options and agreements 113,526 0.0209 to purchase/sell: TOTAL: 36,259,762 6.6848 113,526 0.0209 All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL). (b) Rights to subscribe for new securities (including directors` and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales Class of Purchase/sale Number of Price per unit relevant securities ZAR (Cents) security Ordinary Purchase 5000 4669
Purchase 65000 4670 Purchase 2580 4680
Purchase 4000 4700 Purchase 9000 4701
Purchase 12000 4703 Purchase 5000 4705
Purchase 827 4726 Purchase 827 4730
Purchase 827 4735 Purchase 827 4745
Purchase 827 4750 Purchase 827 4755
Purchase 324 4838
Sale 47767 4650 Sale 827 4656
Sale 827 4659 Sale 827 4675
Sale 101 4681 Sale 827 4699
Sale 827 4718 Sale 827 4720
Sale 500 4731 Sale 5000 4735
Sale 827 4735 Sale 1000 4736
Sale 827 4740 Sale 2481 4750
Sale 827 4751 Sale 1654 4752
Sale 36 4754 Sale 791 4755
Sale 827 4760 Sale 1654 4763
Sale 827 4773 Sale 827 4774
Sale 7130 4775 Sale 541 4775
Sale 4000 4780 Sale 1113 4831
Sale 1654 4838
(b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description e.g. opening/closing a reference unit security e.g. CFD long/short position, securities increasing/reducing a long/short position
(c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class Product Writing, Number of Exercise Type Expiry Option of descr purchasing, securities price e.g. date money rele- -iption selling, to which per unit American, paid/ vant e.g. varying option European received secu- call etc. relates etc. per unit rity option (ii) Exercising Class of relevant Product Number of Exercise price security description securities per unit e.g. call option
(d) Other dealings (including subscribing for new securities) Class of Nature of dealing Details Price per unit relevant e.g. subscription, (if applicable) security conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: If there are no such agreements, arrangements or understandings, state "none" (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" None. (c) Attachments Are any Supplemental Forms attached' Supplemental Form 8 (Open Positions) YES Supplemental Form 8 (SBL) NO Date of disclosure: 09/08/2011 Contact name: Gary Darch Telephone number: 0207 597 4549 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available for consultation in relation to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk. SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the "Code") 1. KEY INFORMATION Identity of person whose open positions are INVESTEC BANK PLC/LTD being disclosed: Name of offeror/offeree in relation to whose INVESTEC PLC relevant securities the disclosure relates: 2. OPTIONS AND DERIVATIVES Class of Product Written or Number of Exercise Type Expiry date relevant descr- purchased securities price e.g. security iption to which per unit American, e.g. option or European call derivative etc. option relates 0.02p Put Purchased 4,760 ZAR 42 American 15/12/2011 ordinary Option 0.02p Call Purchased 1,000 ZAR 59 American 15/09/2011 ordinary Option 0.02p Put Purchased 50,000 ZAR 75 European 16/07/2012 ordinary Option 0.02p Call Purchased 25,000 ZAR 62 European 31/08/2011 ordinary Option 0.02p Put Written 25,000 ZAR 52 European 31/08/2011 ordinary Option 0.02p Call Written 50,000 ZAR 75 European 16/07/2012 ordinary Option 0.02p Futures Purchased 715 European 15/12/2011 ordinary 0.02p Futures Written 8,766 European 15/09/2011 ordinary 3. AGREEMENTS TO PURCHASE OR SELL ETC. Full details should be given so that the nature of the interest or position can be fully understood: It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets. The currency of all prices and other monetary amounts should be stated. The Panel`s Market Surveillance Unit is available for consultation in relation to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk. Date: 10/08/2011 08:52:01 Supplied by www.sharenet.co.za Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on, information disseminated through SENS.

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