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INL/INP - Investec Limited/Investec plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
(jointly "Investec")
As part of the dual listed company structure, Investec plc and Investec
Limited notify both the London Stock Exchange and the JSE Limited of matters
which are required to be disclosed under the Disclosure, Transparency and
Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the
JSE Listing Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC LTD
person acting in concert making the
disclosure:
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC LTD
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 05/08/2011
(f) Has the party previously disclosed, or is YES - INVESTEC PLC
it today disclosing, under the Code in respect
of any other party to this offer'
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing
Class of relevant security: ZAR 0.0002 ordinary
Interests Short positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 13,002,148 4.9183
(2) Derivatives (other than
options):
(3) Options and agreements 84,977 0.0321
to purchase/sell:
84,977 0.0321
TOTAL: 13,002,148 4.9183
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription right
exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per unit
relevant securities ZAR (cents)
security
Ordinary Purchase 685 4656
Purchase 119 4660
Purchase 300 4670
Purchase 2,500 4680
Purchase 25,000 4685
Purchase 4,313 4685
Purchase 14,632 4685
Purchase 18,620 4686
Purchase 419 4691
Purchase 2,500 4692
Purchase 9,291 4700
Purchase 780 4701
Purchase 419 4702
Purchase 3,338 4707
Purchase 25,000 4715
Purchase 37,644 4715
Purchase 20,897 4715
Purchase 419 4716
Purchase 2,000 4718
Purchase 607 4719
Purchase 27,724 4720
Purchase 741 4720
Purchase 532 4721
Purchase 3,139 4722
Purchase 2,322 4723
Purchase 4,586 4725
Purchase 7,919 4730
Purchase 300 4731
Purchase 419 4734
Purchase 419 4735
Purchase 219 4737
Purchase 583 4739
Purchase 10,087 4740
Purchase 109 4741
Purchase 10,920 4742
Purchase 1,427 4742
Purchase 483 4743
Purchase 707 4744
Purchase 1,989 4747
Purchase 1,000 4749
Purchase 1,060 4749
Purchase 9,000 4750
Purchase 5,723 4750
Purchase 603 4751
Purchase 1,656 4755
Purchase 419 4758
Purchase 5,101 4760
Purchase 419 4761
Purchase 482 4762
Purchase 752 4767
Purchase 101 4769
Purchase 553 4769
Purchase 29,080 4770
Purchase 3,557 4770
Purchase 7,071 4770
Purchase 291 4771
Purchase 289 4774
Purchase 130 4774
Purchase 18,485 4775
Purchase 465 4775
Purchase 202 4776
Purchase 18,177 4785
Purchase 419 4786
Purchase 2,500 4790
Purchase 187 4794
Purchase 419 4798
Purchase 415 4799
Purchase 722 4800
Purchase 2,732 4805
Purchase 419 4815
Purchase 2,919 4815
Purchase 407 4818
Purchase 7,551 4820
Purchase 1,081 4820
Purchase 419 4821
Purchase 3,257 4823
Purchase 419 4823
Purchase 2,000 4830
Purchase 245 4832
Purchase 371 4833
Purchase 48 4835
Purchase 99,311 4835
Purchase 48 4835
Purchase 419 4836
Purchase 211 4839
Purchase 209,567 4840
Purchase 761 4840
Purchase 45,889 4845
Purchase 471 4850
Purchase 13,598 4855
Purchase 28,591 4860
Purchase 1,040 4862
Purchase 736 4865
Purchase 224 4866
Purchase 1,312 4875
Purchase 1,050 4876
Purchase 272 4878
Purchase 2,762 4880
Purchase 5,663 4885
Sale 119 4660
Sale 123 4661
Sale 300 4670
Sale 188 4685
Sale 10,368 4685
Sale 14,632 4685
Sale 419 4691
Sale 742 4691
Sale 419 4702
Sale 838 4707
Sale 759 4712
Sale 419 4715
Sale 4,703 4715
Sale 20,897 4715
Sale 419 4716
Sale 592 4718
Sale 419 4719
Sale 669 4720
Sale 749 4720
Sale 741 4720
Sale 300 4722
Sale 419 4723
Sale 419 4730
Sale 419 4734
Sale 419 4735
Sale 219 4737
Sale 233 4738
Sale 109 4741
Sale 1,311 4741
Sale 419 4742
Sale 9,493 4742
Sale 1,427 4742
Sale 707 4744
Sale 523 4749
Sale 1,000 4749
Sale 419 4750
Sale 9,000 4750
Sale 730 4753
Sale 133 4755
Sale 523 4755
Sale 210 4755
Sale 671 4757
Sale 419 4758
Sale 627 4758
Sale 419 4761
Sale 752 4767
Sale 101 4769
Sale 955 4769
Sale 553 4769
Sale 1,278 4770
Sale 24,031 4770
Sale 7,071 4770
Sale 291 4771
Sale 734 4772
Sale 419 4774
Sale 130 4774
Sale 526 4775
Sale 293 4775
Sale 465 4775
Sale 625 4776
Sale 419 4786
Sale 200 4790
Sale -187 4794
Sale 1,167 4798
Sale 232 4805
Sale 756 4805
Sale 419 4815
Sale 419 4815
Sale 407 4818
Sale 431 4820
Sale 1,008 4820
Sale 1,081 4820
Sale 419 4821
Sale 419 4823
Sale 330 4823
Sale 419 4823
Sale 743 4824
Sale 1,064 4825
Sale 716 4830
Sale 1,449 4831
Sale 371 4833
Sale 1,461 4834
Sale 99,346 4835
Sale 48 4835
Sale 1,870 4836
Sale 1,483 4838
Sale 3,392 4839
Sale 211 4839
Sale 195,477 4840
Sale 3,485 4840
Sale 5,147 4840
Sale 761 4840
Sale 45,889 4845
Sale 471 4850
Sale 2,178 4850
Sale 13,337 4855
Sale 28,591 4860
Sale 1,040 4862
Sale 736 4865
Sale 736 4865
Sale 224 4866
Sale 419 4875
Sale 893 4875
Sale 1,312 4875
Sale 1,050 4876
Sale 67 4878
Sale 2,762 4880
Sale 739 4880
Sale 712 4881
Sale 5,453 4885
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant descrip- pur- securities price e.g. date money
security tion chasing, to which per unit American, paid/
e.g. selling, option European received
call varying relates etc. per unit
option etc.
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.
(c) Attachments
Are any Supplemental Forms attached'
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 08/08/2011
Contact name: Gary Darch
Telephone number: 0207 597 4549
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is
available for consultation in relation to the Code`s dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC LTD
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
ZAR Put Option Purchased 16,720 ZAR 46 American 15/09/2011
0.0002
Ordinary
ZAR Futures Written 918 European 15/09/2011
0.0002
Ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
Date: 08/08/2011 14:45:44 Supplied by www.sharenet.co.za
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