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GDO - Gold One International Limited - Form 604 - Notice of change of interests

Release Date: 20/07/2011 09:19
Code(s): GDO
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GDO - Gold One International Limited - Form 604 - Notice of change of interests of substantial holder Gold One International Limited Registered in Western Australia under the Corporations Act, 2001 (Cth) Registration number ACN: 094 265 746 Registered as an external company in the Republic of South Africa Registration number: 2009/000032/10 Share code on the ASX/JSE: GDO ISIN: AU000000GDO5 OTCQX International: GLDZY ("Gold One" or the "company") FORM 604 - NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL HOLDER A substantial holder of Gold One, on Friday, 15 July 2011, submitted to the Australian Securities Exchange ("ASX") the following FORM 604 - "Notice of change of interests of substantial holder". QUOTE To Company Name/Scheme Gold One International Limited ACN/ARSN Details of substantial holder(1) Baker Steel Capital Managers LLP (clients Name of and associated or connected parties) ACN/ARSN (if applicable) - There was a change in the interests of the substantial 15 July 2011 holder on The previous notice was given to the company on 3 September 2010 The previous notice was dated 3 September 2010 Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: Class of securities (4) Previous notice Present notice Person`s Voting power Person`s Voting power votes (5) votes (5)
Fully Paid 76,549,171 9.4% 68,136,466 8.4% Ordinary Securities ("Shares") Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Person whose Consideration Class and relevant given in number of Person`s Date of interest Nature of relation to securities votes change changed change (6) change (7) affected affected See attached schedule Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Person Holder of Registered entitled Nature of Class and relevant holder of to be relevant number of Person`s interest securities registered interest(6) securities votes as holder (8)
Genus HSBC As Registered Ordinary/ 17,446,705 Dynamic Custody previous holder 17,446,705 Gold Fund Nominees column (Australia)
Ltd CF Ruffer National As Registered Ordinary/ 49,038,466 Baker Nominees previous holder 49,038,466 Steel Gold Ltd column Fund RIT National As Registered Ordinary/ 3,683,000 Capital Nominees previous holder 3,683,000 Partners Ltd column Plc Baker HSBC As Registered Ordinary/ 6,381,000 Steel Gold Custody previous holder 6,381,000 Fund Nominees column (Australia) Ltd Changes in association The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and ACN/ARSN (if applicable) Nature of association n/a - Addresses The addresses of persons named in this form are as follows: Name Address For all entities c/o Baker Steel Capital Managers LLP, 86 Jermyn listed... Street, London, SW1Y6JD Signature Print Name Tino Isnardi Capacity Head of Trading and Operations Date 19 July 2011 DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form. (2) See the definition of "associate" in section 9 of the Corporations Act 2001. (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. (4) The voting shares of a company constitute one class unless divided into separate classes. (5) The person`s votes divided by the total votes in the body corporate or scheme multiplied by 100. (6) Include details of: (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. Schedule 1 Date of Person whose Nature of Consideration Class and Person`s change relevant change (6) given in number of votes interest relation to securities affected changed change (7) affected 15 Jul 11 Baker Steel Market sale AUD 156,763 Ordinary -310,000 Gold Fund 15 Jul 11 Genus Market sale AUD 429,834 Ordinary -850,000 Dynamic Gold Fund 15 Jul 11 CF Ruffer Market sale AUD 852,082 Ordinary -1,685,000 Baker Steel Gold Fund 15 Jul 11 RIT Capital Market sale AUD 78,381 Ordinary -155,000 Partners Plc 20 Jun 11 Baker Steel Market sale AUD 249,500 Ordinary -500,000 Gold Fund 09 Jun 11 Genus Market sale AUD 437,077 Ordinary -866,800 Dynamic Gold Fund 08 Jun 11 Baker Steel Market sale AUD 702,647 Ordinary -1,400,000 Gold Fund 08 Jun 11 Genus Market sale AUD 1,482,185 Ordinary -2,953,200 Dynamic Gold Fund 08 Jun 11 RIT Capital Market sale AUD 351,324 Ordinary -700,000 Partners Plc 02 Jun 11 Genus Market sale AUD 1,094,307 Ordinary -2,150,000 Natural Resources Fund 27 May 11 Genus Market sale AUD 433,983 Ordinary -855,000 Dynamic Gold Fund 30 Mar 11 Baker Steel Market -AUD 423,228 Ordinary 1,035,000 Gold Fund purchase 30 Mar 11 Genus Market -AUD 500,225 Ordinary 1,223,295 Dynamic Gold purchase Fund 30 Mar 11 RIT Capital Market -AUD 60,520 Ordinary 148,000 Partners Plc purchase 23 Nov 10 RIT Capital Market sale AUD 181,278 Ordinary -544,000 Partners Plc 27 Sep 10 Genus Market -AUD 345,920 Ordinary 1,150,000 Natural purchase Resources Fund 24 Sep 10 Genus Market -AUD300,600 Ordinary 1,000,000 Natural purchase Resources Fund UNQUOTE Johannesburg 20 July 2011 JSE Sponsor Macquarie First South Advisers (Pty) Limited Date: 20/07/2011 09:19:22 Supplied by www.sharenet.co.za Produced by the JSE SENS Department. 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