Wrap Text
TAW - Tawana Resources NL - Issued shares
Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
ISIN: AU000000TAW7
Option Code on the JSE Limited: TAWA
ISIN: AU0000TAWOA6
Share code on the Australian Stock Exchange Limited: TAW
ISIN: AU000000TAW7
("Tawana" or "the Company")
Tawana Resources NL (ASX: TAW) - Secondary Trading Notice Pursuant To Section
708A(5)(E) Of The Corporations Act 2001.
The Company gives this notice pursuant to section 708A(5)(e) of the Corporations
Act 2001 (Cth) ("Act").
The Company has issued ordinary fully paid shares in the capital of the Company
("Securities") as per the Appendix 3B lodged with the ASX today.
The Company advises that the Securities were issued without disclosure to
investors under Part 6D.2 of the Act. The Company, as at the date of this
notice, has complied with:
a) the provisions of Chapter 2M of the Act as they apply to the Company; and
b) section 674 of the Act.
As at the date of this notice there is no information that is excluded
information for the purposes of sections 708A(7) and (8) of the Act.
30 March 2011
For further information contact:
Winton Willesee
Joint Company Secretary
Sponsor
PricewaterhouseCoopers Corporate Finance (Pty) Ltd
Appendix 3B
New issue announcement, application for quotation of additional securities and
agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
TAWANA RESOURCES NL
ABN
69 085 166 721
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued or to Ordinary Shares
be issued
2 Number of +securities issued or to 25,000,000 Ordinary Shares
be issued (if known) or maximum
number which may be issued
3 Principal terms of the +securities Fully Paid Ordinary Shares
(eg, if options, exercise price and
expiry date; if partly paid
+securities, the amount outstanding
and due dates for payment; if
+convertible securities, the
conversion price and dates for
conversion)
4 Do the +securities rank equally in Yes
all respects from the date of
allotment with an existing +class
of quoted +securities'
If the additional securities do not
rank equally, please state:
the date from which they do
the extent to which they
participate for the next dividend,
(in the case of a trust,
distribution) or interest payment
the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
5 Issue price or consideration $0.01 per share
6 Purpose of the issue Option exercise
(If issued as consideration for the
acquisition of assets, clearly
identify those assets)
7 Dates of entering +securities into 30 March 2011
uncertificated holdings or despatch
of certificates
Numb +Class
er
8 Number and +class of all 826, Ordinary Fully Paid
+securities quoted on ASX 629, Shares
(including the securities in clause 043
2 if applicable) Options (10c, 1 Apr
13,2 2011)
40,0
53
Number +Class
9 Number and +class of all 1,420,000 Options (35c, 30 Nov 2011)
+securities not quoted on ASX
(including the securities in
clause 2 if applicable)
6,750,000 Options (10c, 17 Jan 2014)
4,000,000 Options (7c, 18 June 2012)
6,000,000 Options (10c, 17 Jan 2013)
6,750,000 Options (7c, 17 Jan 2013)
50,000,000 Options (1c, 23 Feb 2013)
50,000,000 Options (1c, 31 July 2012)
50,000,000 Options (1c, 30 July 2013)
5,000,000 Options (3c, 9 Sept 2012)
25,000,000 Options (1c, 8 Mar 2014)
5,000,000 Options (5c, 9 Sept 2014)
10 Dividend policy (in the case Unchanged
of a trust, distribution
policy) on the increased
capital (interests)
Part 2 Bonus issue or pro rata issue
11 Is security holder approval required'
12 Is the issue renounceable or non-
renounceable'
13 Ratio in which the +securities will be
offered
14 +Class of +securities to which the offer
relates
15 +Record date to determine entitlements
16 Will holdings on different registers (or
subregisters) be aggregated for calculating
entitlements'
17 Policy for deciding entitlements in relation
to fractions
18 Names of countries in which the entity has
+security holders who will not be sent new
issue documents
Note: Security holders must be told how
their entitlements are to be dealt with.
Cross reference: rule 7.7.
19 Closing date for receipt of acceptances or
renunciations
20 Names of any underwriters
21 Amount of any underwriting fee or commission
22 Names of any brokers to the issue
23 Fee or commission payable to the broker to
the issue
24 Amount of any handling fee payable to
brokers who lodge acceptances or
renunciations on behalf of +security holders
25 If the issue is contingent on +security
holders` approval, the date of the meeting
26 Date entitlement and acceptance form and
prospectus or Product Disclosure Statement
will be sent to persons entitled
27 If the entity has issued options, and the
terms entitle option holders to participate
on exercise, the date on which notices will
be sent to option holders
28 Date rights trading will begin (if
applicable)
29 Date rights trading will end (if applicable)
30 How do +security holders sell their
entitlements in full through a broker'
31 How do +security holders sell part of their
entitlements through a broker and accept for
the balance'
32 How do +security holders dispose of their
entitlements (except by sale through a
broker)'
33 +Despatch date
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed period,
partly paid securities that become fully paid, employee
incentive share securities when restriction ends, securities
issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the
information or documents
35 If the +securities are +equity securities, the names of the 20
largest holders of the additional +securities, and the number and
percentage of additional +securities held by those holders
36 If the +securities are +equity securities, a distribution
schedule of the additional +securities setting out the number of
holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of securities for which
+quotation is sought
39 Class of +securities for which
quotation is sought
40 Do the +securities rank equally in all
respects from the date of allotment
with an existing +class of quoted
+securities'
If the additional securities do not
rank equally, please state:
the date from which they do
the extent to which they participate
for the next dividend, (in the case of
a trust, distribution) or interest
payment
the extent to which they do not rank
equally, other than in relation to the
next dividend, distribution or interest
payment
41 Reason for request for quotation now
Example: In the case of restricted
securities, end of restriction period
(if issued upon conversion of another
security, clearly identify that other
security)
Number +Class
42 Number and +class of all +securities
quoted on ASX (including the securities
in clause 38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
* The issue of the +securities to be quoted complies with the law and is not
for an illegal purpose.
* There is no reason why those +securities should not be granted +quotation.
* An offer of the +securities for sale within 12 months after their issue
will not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
* Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and
that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we
request that the +securities be quoted.
* We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
* If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of
any claim, action or expense arising from or connected with any breach of
the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying
on the information and documents. We warrant that they are (will be) true
and complete.
Date: 30/03/2011 09:14:30 Supplied by www.sharenet.co.za
Produced by the JSE SENS Department.
The SENS service is an information dissemination service administered by the
JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or
implicitly, represent, warrant or in any way guarantee the truth, accuracy or
completeness of the information published on SENS. The JSE, their officers,
employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature,
howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.