Wrap Text
TAW - Tawana Resources NL - Placement
Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
ISIN: AU000000TAW7
Share code on the Australian Stock Exchange Limited: TAW
ISIN: AU000000TAW7
("Tawana" or "the Company")
ASX Release
Tawana Resources NL (ASX: TAW) - Secondary Trading Notice Pursuant To Section
708A(5)(E) Of The Corporations Act 2001.
The Company gives this notice pursuant to section 708A(5)(e) of the Corporations
Act 2001 (Cth) ("Act").
The Company has issued ordinary fully paid shares in the capital of the Company
("Securities") as per the Appendix 3B lodged with the ASX today.
The Company advises that the Securities were issued without disclosure to
investors under Part 6D.2 of the Act. The Company, as at the date of this
notice, has complied with:
(a) the provisions of Chapter 2M of the Act as they apply to the Company;
and
(b) section 674 of the Act.
As at the date of this notice there is no information that is excluded
information for the purposes of sections 708A(7) and (8) of the Act.
For further information contact:
Joint Company Secretary
Winton Willesee
Sponsor
PricewaterhouseCoopers Corporate Finance (Pty) Ltd
22 March 2011
Appendix 3B
New issue announcement, application for quotation of additional securities and
agreement
Name of entity
TAWANA RESOURCES NL
ABN
69 085 166 721
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of Ordinary Shares
+securities issued
or to be issued
2 Number of 100,000,000 Ordinary Shares
+securities issued
or to be issued (if
known) or maximum
number which may be
issued
3 Principal terms of Fully Paid Ordinary Shares
the +securities
(eg, if options,
exercise price and
expiry date; if
partly paid
+securities, the
amount outstanding
and due dates for
payment; if
+convertible
securities, the
conversion price
and dates for
conversion)
4 Do the +securities Yes
rank equally in all
respects from the
date of allotment
with an existing
+class of quoted
+securities'
If the additional
securities do not
rank equally,
please state:
the date from which
they do
the extent to which
they participate
for the next
dividend, (in the
case of a trust,
distribution) or
interest payment
the extent to which
they do not rank
equally, other than
in relation to the
next dividend,
distribution or
interest payment
5 Issue price or 4.5c per share
consideration
6 Purpose of the Issued pursuant to Resolution
issue Six passed at a General Meeting
(If issued as held 24 February 2011.
consideration for
the acquisition of
assets, clearly
identify those
assets)
7 Dates of entering 22 March 2011
+securities into
uncertificated
holdings or
despatch of
certificates
Number +Class
8 Number and +class 801,629,043 Ordinary Fully Paid
of all +securities Shares
quoted on ASX 13,240,053
(including the Options (10c, 1 Apr
securities in 2011)
clause 2 if
applicable)
Number +Class
9 Number and +class 1,420,000 Options (35c, 30 Nov
of all +securities 2011)
not quoted on ASX
(including the
securities in
clause 2 if
applicable)
6,750,000 Options (10c, 17 Jan
2014)
4,000,000 Options (7c, 18 June
2012)
6,000,000 Options (10c, 17 Jan
2013)
6,750,000 Options (7c, 17 Jan
2013)
50,000,000 Options (1c, 23 Feb
2013)
50,000,000 Options (1c, 31 July
2012)
50,000,000 Options (1c, 30 July
2013)
5,000,000 Options (3c, 9 Sept
2012)
50,000,000 Options (1c, 8 Mar
2014)
5,000,000 Options (5c, 9 Sept
2014)
10 Dividend policy (in Unchanged
the case of a
trust, distribution
policy) on the
increased capital
(interests)
Part 2 Bonus issue or pro rata issue
11 Is security holder
approval required'
12 Is the issue
renounceable or non-
renounceable'
13 Ratio in which the
+securities will be
offered
14 +Class of
+securities to which
the offer relates
15 +Record date to
determine
entitlements
16 Will holdings on
different registers
(or subregisters) be
aggregated for
calculating
entitlements'
17 Policy for deciding
entitlements in
relation to
fractions
18 Names of countries
in which the entity
has +security
holders who will not
be sent new issue
documents
Note: Security
holders must be told
how their
entitlements are to
be dealt with.
Cross reference:
rule 7.7.
19 Closing date for
receipt of
acceptances or
renunciations
20 Names of any
underwriters
21 Amount of any
underwriting fee or
commission
22 Names of any brokers
to the issue
23 Fee or commission
payable to the
broker to the issue
24 Amount of any
handling fee payable
to brokers who lodge
acceptances or
renunciations on
behalf of +security
holders
25 If the issue is
contingent on
+security holders`
approval, the date
of the meeting
26 Date entitlement and
acceptance form and
prospectus or
Product Disclosure
Statement will be
sent to persons
entitled
27 If the entity has
issued options, and
the terms entitle
option holders to
participate on
exercise, the date
on which notices
will be sent to
option holders
28 Date rights trading
will begin (if
applicable)
29 Date rights trading
will end (if
applicable)
30 How do +security
holders sell their
entitlements in full
through a broker'
31 How do +security
holders sell part of
their entitlements
through a broker and
accept for the
balance'
32 How do +security
holders dispose of
their entitlements
(except by sale
through a broker)'
33 +Despatch date
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that
become fully paid, employee incentive share
securities when restriction ends, securities
issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are
providing the information or
documents
35 If the +securities are +equity securities, the
names of the 20 largest holders of the
additional +securities, and the number and
percentage of additional +securities held by
those holders
36 If the +securities are +equity securities, a
distribution schedule of the additional
+securities setting out the number of holders in
the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional
+securities
Entities that have ticked box 34(b)
38 Number of securities
for which +quotation
is sought
39 Class of +securities
for which quotation
is sought
40 Do the +securities
rank equally in all
respects from the
date of allotment
with an existing
+class of quoted
+securities'
If the additional
securities do not
rank equally, please
state:
the date from which
they do
the extent to which
they participate for
the next dividend,
(in the case of a
trust, distribution)
or interest payment
the extent to which
they do not rank
equally, other than
in relation to the
next dividend,
distribution or
interest payment
41 Reason for request
for quotation now
Example: In the case
of restricted
securities, end of
restriction period
(if issued upon
conversion of
another security,
clearly identify
that other security)
Number +Class
42 Number and +class of
all +securities
quoted on ASX
(including the
securities in clause
38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
* The issue of the +securities to be quoted complies with the law and is
not for an illegal purpose.
* There is no reason why those +securities should not be granted
+quotation.
* An offer of the +securities for sale within 12 months after their
issue will not require disclosure under section 707(3) or section
1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers
for the securities in order to be able to give this warranty
* Section 724 or section 1016E of the Corporations Act does not apply to
any applications received by us in relation to any +securities to be
quoted and that no-one has any right to return any +securities to be
quoted under sections 737, 738 or 1016F of the Corporations Act at the
time that we request that the +securities be quoted.
* We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has
been provided at the time that we request that the +securities be
quoted.
* If we are a trust, we warrant that no person has the right to return
the +securities to be quoted under section 1019B of the Corporations Act at
the time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of
any claim, action or expense arising from or connected with any breach of
the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying
on the information and documents. We warrant that they are (will be) true
and complete.
Date: 22/03/2011 10:08:41 Supplied by www.sharenet.co.za
Produced by the JSE SENS Department.
The SENS service is an information dissemination service administered by the
JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or
implicitly, represent, warrant or in any way guarantee the truth, accuracy or
completeness of the information published on SENS. The JSE, their officers,
employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature,
howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.