Wrap Text
TAW - Tawana - EGM Resolutions - Placements completed
Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
ISIN: AU000000TAW7
Share code on the Australian Stock Exchange Limited: TAW
ISIN: AU000000TAW7
("Tawana" or "the Company"
ASX Release
9 September 2010
EGM Resolutions - Placements Completed
Tawana Resources NL (ASX: TAW) is pleased to announce, pursuant to the
resolutions passed at the General Meeting of Members held 30 August 2010, it has
completed the placement of 23,000,000 Shares at 1 cent per share to raise to
raise $230,000 and granted 60,000,000 Options.
It has also granted 50,000,000 options (1c, 30 July 2013) pursuant to the
Company`s capacity under Listing Rule 7.1.
The new capital raised will be used to fund the Company`s exploration programs,
for the review of new projects and for general working capital purposes.
Further Information;
Winton Willesee
Joint Company Secretary
Tawana Resources NL (ASX: TAW) - Secondary Trading Notice Pursuant To Section
708A(5)(E) Of The Corporations Act 2001.
The Company gives this notice pursuant to section 708A(5)(e) of the Corporations
Act 2001 (Cth) ("Act").
The Company has issued ordinary fully paid shares and options to acquire
ordinary fully paid shares in the capital of the Company ("Securities") as per
the Appendix 3B lodged with the ASX today.
The Company advises that the Securities were issued without disclosure to
investors under Part 6D.2 of the Act. The Company, as at the date of this
notice, has complied with:
the provisions of Chapter 2M of the Act as they apply to the Company; and
section 674 of the Act.
As at the date of this notice there is no information that is excluded
information for the purposes of sections 708A(7) and (8) of the Act.
For further information contact:
Winton Willesee
Joint Company Secretary
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement, application for quotation of additional securities and
agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98,1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
TAWANA RESOURCES NL
ABN
69 085 166 721
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of Shares and Options
+securities issued
or to be issued
2 Number of 23,000,000 Shares
+securities issued 110,000,000 Options
or to be issued (if
known) or maximum
number which may be
issued
3 Principal terms of Fully Paid Ordinary Shares
the +securities (eg, Options 50,000,000 (1c, 31
if options, exercise July 2012)
price and expiry Options 50,000,000 (1c, 30
date; if partly paid July 2013)
+securities, the Options 5,000,000 (3c, 9
amount outstanding September 2012)
and due dates for Options 5,000,000 (5c, 9
payment; if September 2014)
+convertible
securities, the
conversion price and
dates for
conversion)
4 Do the +securities Shares - Yes
rank equally in all
respects from the Options - no.
date of allotment
with an existing All shares issued on exercise
+class of quoted of options will rank equally
+securities' with the Company`s existing
fully paid ordinary shares.
If the additional
securities do not
rank equally, please
state:
the date from which
they do
the extent to which
they participate for
the next dividend,
(in the case of a
trust, distribution)
or interest payment
the extent to which
they do not rank
equally, other than
in relation to the
next dividend,
distribution or
interest payment
5 Issue price or Shares - $0.01 per Share
consideration
Options - 60,000,000 Options
granted at no cash cost
pursuant to resolutions
passed at the recent EGM.
Options - 50,000,000 Options
granted at no cash cost as
fees for advisory services.
6 Purpose of the issue The new capital raised will
(If issued as be used to fund the Company`s
consideration for exploration programs, for the
the acquisition of review of new projects and
assets, clearly for general working capital
identify those purposes.
assets)
The Options have been granted
pursuant to resolutions
passed at the recent EGM and
for advisory services.
7 Dates of entering 9 September 2010
+securities into
uncertificated
holdings or despatch
of certificates
Number +Class
8 Number and +class of 530,416,029 Ordinary Fully
all +securities Paid Shares
quoted on ASX 13,240,053
(including the Options (10c, 1
securities in clause Apr 2011)
2 if applicable)
Number +Class
9 Number and +class 1,420,000 Options (35c,
of all +securities 30 Nov 2011)
not quoted on ASX
(including the
securities in
clause 2 if
applicable)
6,750,000 Options (10c,
17 Jan 2014)
4,000,000 Options (7c, 18
June 2012)
6,000,000 Options (10c,
17 Jan 2013)
6,750,000 Options (7c, 17
Jan 2013)
50,000,000 Options (1c, 23
Feb 2013)
50,000,000 Options (1c, 31
July 2012
50,000,000 Options (1c, 30
July 2013)
5,000,000 Options (3c, 10
Sept 2012)
5,000,000 Options (1c, 10
Sept 2014)
10 Dividend policy (in Unchanged
the case of a
trust, distribution
policy) on the
increased capital
(interests)
Part 2 Bonus issue or pro rata issue
11 Is security holder
approval required'
12 Is the issue
renounceable or non-
renounceable'
13 Ratio in which the
+securities will be
offered
14 +Class of
+securities to which
the offer relates
15 +Record date to
determine
entitlements
16 Will holdings on
different registers
(or subregisters) be
aggregated for
calculating
entitlements'
17 Policy for deciding
entitlements in
relation to
fractions
18 Names of countries
in which the entity
has +security
holders who will not
be sent new issue
documents
Note: Security
holders must be told
how their
entitlements are to
be dealt with.
Cross reference:
rule 7.7.
19 Closing date for
receipt of
acceptances or
renunciations
20 Names of any
underwriters
21 Amount of any
underwriting fee or
commission
22 Names of any brokers
to the issue
23 Fee or commission
payable to the
broker to the issue
24 Amount of any
handling fee payable
to brokers who lodge
acceptances or
renunciations on
behalf of +security
holders
25 If the issue is
contingent on
+security holders`
approval, the date
of the meeting
26 Date entitlement and
acceptance form and
prospectus or
Product Disclosure
Statement will be
sent to persons
entitled
27 If the entity has
issued options, and
the terms entitle
option holders to
participate on
exercise, the date
on which notices
will be sent to
option holders
28 Date rights trading
will begin (if
applicable)
29 Date rights trading
will end (if
applicable)
30 How do +security
holders sell their
entitlements in full
through a broker'
31 How do +security
holders sell part of
their entitlements
through a broker and
accept for the
balance'
32 How do +security
holders dispose of
their entitlements
(except by sale
through a broker)'
33 +Despatch date
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1 (Shares Only)
(b) All other securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that
become fully paid, employee incentive share
securities when restriction ends, securities
issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are
providing the information or
documents
35 If the +securities are +equity securities, the
names of the 20 largest holders of the
additional +securities, and the number and
percentage of additional +securities held by
those holders
36 If the +securities are +equity securities, a
distribution schedule of the additional
+securities setting out the number of holders in
the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional
+securities
Entities that have ticked box 34(b)
38 Number of securities
for which +quotation
is sought
39 Class of +securities
for which quotation
is sought
40 Do the +securities
rank equally in all
respects from the
date of allotment
with an existing
+class of quoted
+securities'
If the additional
securities do not
rank equally, please
state:
the date from which
they do
the extent to which
they participate for
the next dividend,
(in the case of a
trust, distribution)
or interest payment
the extent to which
they do not rank
equally, other than
in relation to the
next dividend,
distribution or
interest payment
41 Reason for request
for quotation now
Example: In the case
of restricted
securities, end of
restriction period
(if issued upon
conversion of
another security,
clearly identify
that other security)
Number +Class
42 Number and +class of
all +securities
quoted on ASX
(including the
securities in clause
38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
* The issue of the +securities to be quoted complies with the law and is not
for an illegal purpose.
* There is no reason why those +securities should not be granted +quotation.
* An offer of the +securities for sale within 12 months after their issue
will not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
* Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and that
no-one has any right to return any +securities to be quoted under sections 737,
738 or 1016F of the Corporations Act at the time that we request that the
+securities be quoted.
* We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
* If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the time
that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of
any claim, action or expense arising from or connected with any breach of the
warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before +quotation
of the +securities begins. We acknowledge that ASX is relying on the
information and documents. We warrant that they are (will be) true and
complete.
Sign here: ....................................... Date: 9 September 2010
(Joint Company Secretary)
Print name: Winton Willesee
Rule 3.19A.2
Appendix 3Y
Change of Director`s Interest Notice
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and may
be made public.
Introduced 30/9/2001.
Name of entity Tawana Resources NL
ABN 69 085 166 721
We (the entity) give ASX the following information under listing rule 3.19A.2
and as agent for the director for the purposes of section 205G of the
Corporations Act.
Name of Director Mr Julian Babarczy
Date of last notice 21 January 2010
Part 1 - Change of director`s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the
definition of "notifiable interest of a director" should be disclosed in this
part.
Direct or indirect interest Direct
Nature of indirect interest
(including registered holder)
Note: Provide details of the
circumstances giving rise to
the relevant interest.
Date of change 9 September 2010
No. of securities held prior 10,000,000 Ordinary Shares
to change
Class Ordinary Shares
Number acquired 5,000,000
Number disposed nil
Value/Consideration $50,000
Note: If consideration is non-
cash, provide details and
estimated valuation
No. of securities held after 15,000,000 Ordinary Shares
change
Nature of change Per resolutions passed at
Example: on-market trade, off- the EGM held 30 August 2010
market trade, exercise of
options, issue of securities
under dividend reinvestment
plan, participation in buy-
back
Part 2 - Change of director`s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Detail of contract
Nature of interest
Name of registered
holder
(if issued securities)
Date of change
No. and class of
securities to which
interest related prior
to change
Note: Details are only
required for a
contract in relation
to which the interest
has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration
is non-cash, provide
details and an
estimated valuation
Interest after change
Rule 3.19A.2
Appendix 3Y
Change of Director`s Interest Notice
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and may
be made public.
Introduced 30/9/2001.
Name of entity Tawana Resources NL
ABN 69 085 166 721
We (the entity) give ASX the following information under listing rule 3.19A.2
and as agent for the director for the purposes of section 205G of the
Corporations Act.
Name of Director Mr Roydon Euan Luff
Date of last notice 21 January 2010
Part 1 - Change of director`s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the
definition of "notifiable interest of a director" should be disclosed in this
part.
Direct or indirect interest Indirect
Nature of indirect interest Securities are held in
(including registered holder) Lufgan Nominees Pty Ltd,
Note: Provide details of the McIvor Mining Company Pty
circumstances giving rise to Ltd and Maram Nominees Pty
the relevant interest. Ltd all of which are
director related companies.
Date of change 9 September 2010
No. of securities held prior 14,689,740 Ordinary Shares
to change 6,104,150 Options (Listed)
Class Ordinary Shares
Number acquired 6,000,000
Number disposed nil
Value/Consideration $60,000
Note: If consideration is non-
cash, provide details and
estimated valuation
No. of securities held after 20,689,740 Ordinary Shares
change 6,104,150 Options (Listed)
Nature of change Per resolutions passed at
Example: on-market trade, off- the EGM held 30 August 2010
market trade, exercise of
options, issue of securities
under dividend reinvestment
plan, participation in buy-
back
Part 2 - Change of director`s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Detail of contract
Nature of interest
Name of registered
holder
(if issued securities)
Date of change
No. and class of
securities to which
interest related prior
to change
Note: Details are only
required for a
contract in relation
to which the interest
has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration
is non-cash, provide
details and an
estimated valuation
Interest after change
Rule 3.19A.2
Appendix 3Y
Change of Director`s Interest Notice
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and may
be made public.
Introduced 30/9/2001.
Name of entity Tawana Resources NL
ABN 69 085 166 721
We (the entity) give ASX the following information under listing rule 3.19A.2
and as agent for the director for the purposes of section 205G of the
Corporations Act.
Name of Director Mr Warwick Grigor
Date of last notice 20 April 2010
Part 1 - Change of director`s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the
definition of "notifiable interest of a director" should be disclosed in this
part.
Direct or indirect interest Indirect
Nature of indirect interest Securities are held in
(including registered holder) Gregorach Pty Ltd which is a
Note: Provide details of the director related company.
circumstances giving rise to
the relevant interest.
Date of change 9 September 2010
No. of securities held prior 19,850,000 Ordinary Shares
to change
Class Ordinary Shares
Number acquired 8,000,000
Number disposed nil
Value/Consideration $0.01 per share
Note: If consideration is non-
cash, provide details and
estimated valuation
No. of securities held after 27,850,000 Ordinary Shares
change
Nature of change Per resolutions passed at
Example: on-market trade, off- the EGM held 30 August 2010
market trade, exercise of
options, issue of securities
under dividend reinvestment
plan, participation in buy-
back
Part 2 - Change of director`s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Detail of contract
Nature of interest
Name of registered
holder
(if issued securities)
Date of change
No. and class of
securities to which
interest related prior
to change
Note: Details are only
required for a
contract in relation
to which the interest
has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration
is non-cash, provide
details and an
estimated valuation
Interest after change
Sponsor
PricewaterhouseCoopers Corporate Finance (Pty) Ltd
Date: 13/09/2010 16:30:01 Supplied by www.sharenet.co.za
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