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TAW - Tawana Resources NL - 708A Notice and Appendix 3B
Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
ISIN: AU000000TAW7
Share code on the Australian Stock Exchange Limited: TAW
ISIN: AU000000TAW7
("Tawana" or "the Company")
708A NOTICE AND APPENDIX 3B
23 February 2010
Tawana Resources NL (ASX: TAW) - Secondary Trading Notice Pursuant To Section
708A(5)(E) Of The Corporations Act 2001.
The Company gives this notice pursuant to section 708A(5)(e) of the
Corporations Act 2001 (Cth) ("Act").
The Company has issued options to acquire ordinary fully paid shares in the
capital of the Company ("Options") as per the Appendix 3B lodged with the ASX
today.
The Company advises that the Options were issued without disclosure to
investors under Part 6D.2 of the Act. The Company, as at the date of this
notice, has complied with:
the provisions of Chapter 2M of the Act as they apply to the Company; and
section 674 of the Act.
As at the date of this notice there is no information that is excluded
information for the purposes of sections 708A(7) and (8) of the Act.
For further information contact:
Winton Willesee
Joint Company Secretary
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and
may be made public.
Introduced 1/7/96. Origin: Appendix 5.
Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
TAWANA RESOURCES NL
ABN
69 085 166 721
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough
space)
1 +Class of +securities Options
issued or to be
issued
2 Number of +securities 50,000,000
issued or to be
issued (if
known) or
maximum number
which may be
issued
3 Principal terms of Options
the +securities ($0.01, 23 February 2013)
(eg, if
options,
exercise price
and expiry
date; if partly
paid
+securities,
the amount
outstanding and
due dates for
payment; if
+convertible
securities, the
conversion
price and dates
for conversion)
4 Do the +securities No
rank equally in
all respects
from the date
of allotment
with an Shares issued on exercise of
existing +class Options will rank
of quoted equally in all respects
+securities' with ordinary fully
paid shares.
If the additional
securities do
not rank
equally, please
state:
* the date from
which they do
* the extent to
which they
participate for
the next
dividend, (in
the case of a
trust,
distribution)
or interest
payment
* the extent to
which they do
not rank
equally, other
than in
relation to the
next dividend,
distribution or
interest
payment
5 Issue price or Issued pursuant to Resolution
consideration Three passed at the EGM
held 23 November 2009
6 Purpose of the issue Issued pursuant to Resolution
(If issued as Three passed at the EGM
consideration held 23 November 2009
for the
acquisition of
assets, clearly
identify those
assets)
7 Dates of entering 23 February 2010
+securities
into
uncertificated
holdings or
despatch of
certificates
Number +Class
8 Number and +class of 441,416,029 Ordinary Fully
all +securities Paid
quoted on ASX Shares
(including the
securities in
clause 2 if
applicable)
13,240,053 Options (10c,
1 Apr 2011)
9 Number and +class of 1,420,000 Options (35c,
all +securities 30 Nov 2011)
not quoted on
ASX (including
the securities
in clause 2 if
applicable)
6,750,000 Options (10c,
17 Jan 2014)
4,000,000 Options (7c,
18 June 2012)
6,000,000 Options (10c,
17 Jan 2013)
6,750,000 Options (7c, 17
Jan 2013)
50,000,000 Options (1c, 23
Feb 2013)
10 Dividend policy (in Unchanged
the case of a
trust,
distribution
policy) on the
increased
capital
(interests)
Part 2 - Bonus issue or pro rata issue
11 Is security holder approval
required'
12 Is the issue renounceable or non-
renounceable'
13 Ratio in which the +securities will
be offered
14 +Class of +securities to which the
offer relates
15 +Record date to determine
entitlements
16 Will holdings on different registers
(or sub registers) be
aggregated for calculating
entitlements'
17 Policy for deciding entitlements in
relation to fractions
18 Names of countries in which the
entity has +security holders
who will not be sent new issue
documents
Note: Security holders must be told
how their entitlements are to
be dealt with.
Cross reference: rule 7.7.
19 Closing date for receipt of
acceptances or renunciations
20 Names of any underwriters
21 Amount of any underwriting fee or
commission
22 Names of any brokers to the issue
23 Fee or commission payable to the
broker to the issue
24 Amount of any handling fee payable
to brokers who lodge
acceptances or renunciations
on behalf of +security holders
25 If the issue is contingent on
+security holders` approval,
the date of the meeting
26 Date entitlement and acceptance form
and prospectus or Product
Disclosure Statement will be
sent to persons entitled
27 If the entity has issued options,
and the terms entitle option
holders to participate on
exercise, the date on which
notices will be sent to option
holders
28 Date rights trading will begin (if
applicable)
29 Date rights trading will end (if
applicable)
30 How do +security holders sell their
entitlements in full through a
broker'
31 How do +security holders sell part
of their entitlements through
a broker and accept for the
balance'
32 How do +security holders dispose of
their entitlements (except by
sale through a broker)'
33 +Despatch date
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed period,
partly paid securities that become fully paid, employee
incentive share securities when restriction ends, securities
issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or documents
35 If the +securities are +equity securities, the names of
the 20 largest holders of the additional
+securities, and the number and percentage of
additional +securities held by those holders
36 If the +securities are +equity securities, a
distribution schedule of the additional
+securities setting out the number of holders in
the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of securities for which
+quotation is sought
39 Class of +securities for which
quotation is sought
40 Do the +securities rank equally in all
respects from the date of
allotment with an existing
+class of quoted +securities'
If the additional securities do not
rank equally, please state:
* the date from which they do
* the extent to which they
participate for the next
dividend, (in the case of a
trust, distribution) or interest
payment
* the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
41 Reason for request for quotation now
Example: In the case of restricted
securities, end of restriction
period
(if issued upon conversion of another
security, clearly identify that
other security)
Number +Class
42 Number and +class of all
+securities quoted on
ASX (including the
securities in clause 38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
* The issue of the +securities to be quoted complies with the law and is
not for an illegal purpose.
* There is no reason why those +securities should not be granted
+quotation.
* An offer of the +securities for sale within 12 months after their issue
will not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
* Section 724 or section 1016E of the Corporations Act does not apply to
any applications received by us in relation to any +securities to be quoted
and that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we request
that the +securities be quoted.
* We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
* If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect
of any claim, action or expense arising from or connected with any breach of
the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on
the information and documents. We warrant that they are (will be) true and
complete.
Sign here:
Date: 23 February 2010
Print name: Winton Willesee
(Joint Company Secretary)
Sponsor
PricewaterhouseCoopers Corporate Finance (Pty) Ltd
Date: 23/02/2010 17:49:02 Supplied by www.sharenet.co.za
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