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TAW - Tawana Resources NL - Appendix 3B and S 708A notice
Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
ISIN: AU000000TAW7
Share code on the Australian Stock Exchange Limited: TAW
ISIN: AU000000TAW7
("Tawana" or "the Company")
Appendix 3B
* New Issue Announcement;
* Application for Quotation of Additional Securities; and * Agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and
may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
TAWANA RESOURCES NL
ABN
69 085 166 721
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued or to be Fully paid ordinary shares
issued
2 Number of +securities issued or to be 82,439,586
issued (if known) or maximum number
which may be issued
3 Principal terms of the +securities (eg, Fully paid ordinary shares
if options, exercise price and expiry
date; if partly paid +securities, the
amount outstanding and due dates for
payment; if +convertible securities,
the conversion price and dates for
conversion)
4 Do the +securities rank equally in all Yes
respects from the date of allotment
with an existing +class of quoted
+securities'
If the additional securities do not
rank equally, please state:
the date from which they do
the extent to which they participate
for the next dividend, (in the case of
a trust, distribution) or interest
payment
the extent to which they do not rank
equally, other than in relation to the
next dividend, distribution or interest
payment
5 Issue price or consideration A$0.005 per Share
6 Purpose of the issue T2 Placement Shares issued to
(If issued as consideration for the raise working capital as
acquisition of assets, clearly identify approved by shareholders at
those assets) the General Meeting held on
23 November 2009.
7 Dates of entering +securities into 27 November 2009
uncertificated holdings or despatch of
certificates
Number +Class
8 Number and +class of all +securities 217,138,854 Ordinary Fully
quoted on ASX (including the securities Paid Shares
in clause 2 if applicable) 13,240,053
Options
exercisable at
$0.10 on or
before 1st April
2011
Number +Class
9 Number and +class of all 390,000 Options expiring 30 November
+securities not quoted on 2011 exercisable at $0.35 each
ASX (including the TAWAI (ESOP)
securities in clause 2 if
applicable)
6,750,000 Options expiring 17 January
2014 exercisable at $0.10 each
TAWAS
4,000,000 Options expiring 18 June 2012
exercisable at $0.07 each TAWAO
6,000,000 Options expiring 17 January
2013 exercisable at $0.10 each
TAWAS
6,750,000 Options expiring 17 January
2013 exercisable at $0.07 each
TAWAS
23,890,00 Unlisted Total
0
10 Dividend policy (in the Unchanged
case of a trust,
distribution policy) on
the increased capital
(interests)
Part 2 Bonus issue or pro rata issue
11 Is security holder approval required' N/A
12 Is the issue renounceable or non-renounceable' N/A
13 Ratio in which the +securities will be offered N/A
14 +Class of +securities to which the offer relates N/A
15 +Record date to determine entitlements N/A
16 Will holdings on different registers (or N/A
subregisters) be aggregated for calculating
entitlements'
17 Policy for deciding entitlements in relation to N/A
fractions
18 Names of countries in which the entity has +security N/A
holders who will not be sent new issue documents
Note: Security holders must be told how their
entitlements are to be dealt with.
Cross reference: rule 7.7.
19 Closing date for receipt of acceptances or N/A
renunciations
20 Names of any underwriters N/A
21 Amount of any underwriting fee or commission N/A
22 Names of any brokers to the issue N/A
23 Fee or commission payable to the broker to the N/A
issue
24 Amount of any handling fee payable to brokers who N/A
lodge acceptances or renunciations on behalf of
+security holders
25 If the issue is contingent on +security holders` N/A
approval, the date of the meeting
26 Date entitlement and acceptance form and prospectus N/A
or Product Disclosure Statement will be sent to
persons entitled
27 If the entity has issued options, and the terms N/A
entitle option holders to participate on exercise,
the date on which notices will be sent to option
holders
28 Date rights trading will begin (if applicable) N/A
29 Date rights trading will end (if applicable) N/A
30 How do +security holders sell their entitlements in N/A
full through a broker'
31 How do +security holders sell part of their N/A
entitlements through a broker and accept for the
balance'
32 How do +security holders dispose of their N/A
entitlements (except by sale through a broker)'
33 +Despatch date N/A
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that
become fully paid, employee incentive share
securities when restriction ends, securities
issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are
providing the information or
documents
35 If the +securities are +equity securities, the
names of the 20 largest holders of the
additional +securities, and the number and
percentage of additional +securities held by
those holders
36 If the +securities are +equity securities, a
distribution schedule of the additional
+securities setting out the number of holders in
the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional
+securities
Entities that have ticked box 34(b)
38 Number of securities for which +quotation is N/A
sought
39 Class of +securities for which quotation is N/A
sought
40 Do the +securities rank equally in all respects N/A
from the date of allotment with an existing
+class of quoted +securities'
If the additional securities do not rank equally,
please state:
the date from which they do
the extent to which they participate for the next
dividend, (in the case of a trust, distribution)
or interest payment
the extent to which they do not rank equally,
other than in relation to the next dividend,
distribution or interest payment
41 Reason for request for quotation now N/A
Example: In the case of restricted securities,
end of restriction period
(if issued upon conversion of another security,
clearly identify that other security)
Number +Class
42 Number and +class of all +securities quoted on
ASX (including the securities in clause 38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
* The issue of the +securities to be quoted complies with the law and is
not for an illegal purpose.
* There is no reason why those +securities should not be granted
+quotation.
* An offer of the +securities for sale within 12 months after their issue
will not require disclosure under section 707(3) or section 1012C(6) of
the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
* Section 724 or section 1016E of the Corporations Act does not apply to
any applications received by us in relation to any +securities to be
quoted and that no-one has any right to return any +securities to be
quoted under sections 737, 738 or 1016F of the Corporations Act at the
time that we request that the +securities be quoted.
* We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
* If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at
the time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect
of any claim, action or expense arising from or connected with any breach of
the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on
the information and documents. We warrant that they are (will be) true and
complete.
Sign here: ...................................Date: 30 November 2009
(Company secretary)
Print name: Aaron Finlay
Date: 30/11/2009 12:54:18 Supplied by www.sharenet.co.za
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