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TAW - Tawana Resources NL - Appendix 3B and S 708A notice
Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
ISIN: AU000000TAW7
Share code on the Australian Stock Exchange Limited: TAW
ISIN: AU000000TAW7
("Tawana" or "the Company")
Appendix 3B
* New Issue Announcement;
* Application for Quotation of Additional Securities; and
* Agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and may
be made public.
Name of Entity: Tawana Resources NL (ASX: TAW)
ABN: 69 085 166 721
We (the entity) give ASX the following information.
Part 1 - All Issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued or Fully Paid Ordinary Shares
to be issued (TAW)
2 Number of +securities issued or 17,560,414
to be issued (if known) or
maximum number which may be
issued
3 Principal terms of the Pari Passu with existing
+securities (eg, if options, ordinary shares (TAW)
exercise price and expiry date;
if partly paid +securities, the
amount outstanding and due dates
for payment; if +convertible
securities, the conversion price
and dates for conversion)
4 Do the +securities rank equally Yes (TAW)
in all respects from the date of
allotment with an existing
+class of quoted +securities'
If the additional securities do
not rank equally, please state:
the date from which they do
the extent to which they
participate for the next
dividend, (in the case of a
trust, distribution) or interest
payment
the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
5 Issue price or consideration $0.005 per Share
6 Purpose of the issue To raise working capital
(If issued as consideration for in reference to company
the acquisition of assets, announcement of 10 August
clearly identify those assets) 2009.
7 Dates of entering +securities 25th August, 2009
into uncertificated holdings or
despatch of certificates
Number +Class
8 Number and +class of all 134,699,268 Ordinary
+securities quoted on ASX Shares (TAW)
(including the securities in
clause 2 if applicable) 13,240,053
Options
exercisable at
$0.10 on or
before 1st
April 2011
(TAWOA)
9 Number and +class of all +securities not quoted on ASX
(including the securities in clause 2 if applicable)
Code Options Exercise Expiry Date Detail
Price
TAWAK 5,300,000 $0.15 11/09/2009 -
TAWAI 390,000 $0.35 30/11/2011 ESOP
TAWAS 6,750,000 $0.10 17/01/2014 -
TAWAO 4,000,000 $0.07 18/06/2012 -
TAWAS 6,000,000 $0.10 17/01/2013 -
TAWAS 6,750,000 $0.07 17/01/2013 -
Unlisted Total 29,190,000
10 Dividend policy (in the case of a trust, Unchanged
distribution policy) on the increased capital
(interests)
Part 2 - Bonus Issue or Pro Rata Issue
11 Is security holder approval required'
12 Is the issue renounceable or non-renounceable'
13 Ratio in which the +securities will be offered
14 +Class of +securities to which the offer relates
15 +Record date to determine entitlements
16 Will holdings on different registers (or
subregisters) be aggregated for calculating
entitlements'
17 Policy for deciding entitlements in relation to
fractions
18 Names of countries in which the entity has
+security holders who will not be sent new issue
documents
Note: Security holders must be told how their
entitlements are to be dealt with.
Cross reference: rule 7.7.
19 Closing date for receipt of acceptances or
renunciations
20 Names of any underwriters
21 Amount of any underwriting fee or commission
22 Names of any brokers to the issue
23 Fee or commission payable to the broker to the
issue
24 Amount of any handling fee payable to brokers who
lodge acceptances or renunciations on behalf of
+security holders
25 If the issue is contingent on +security holders`
approval, the date of the meeting
26 Date entitlement and acceptance form and
prospectus or Product Disclosure Statement will
be sent to persons entitled
27 If the entity has issued options, and the terms
entitle option holders to participate on
exercise, the date on which notices will be sent
to option holders
28 Date rights trading will begin
(if applicable)
29 Date rights trading will end
(if applicable)
30 How do +security holders sell their entitlements
in full through a broker'
31 How do +security holders sell part of their
entitlements through a broker and accept for the
balance'
32 How do +security holders dispose of their
entitlements (except by sale through a broker)'
33 +Despatch date
Part 3 - Quotation of Securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) X Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that become
fully paid, employee incentive share securities when
restriction ends, securities issued on expiry or
conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or documents
35 If the +securities are +equity securities, the names
of the 20 largest holders of the additional
+securities, and the number and percentage of
additional +securities held by those holders
36 If the +securities are +equity securities, a
distribution schedule of the additional +securities
setting out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional
+securities
Entities that have ticked box 34(b)
38 Number of securities for which +quotation is
sought
39 Class of +securities for which quotation is
sought
40 Do the +securities rank equally in all respects
from the date of allotment with an existing
+class of quoted +securities'
If the additional securities do not rank equally,
please state:
the date from which they do
the extent to which they participate for the next
dividend, (in the case of a trust, distribution)
or interest payment
the extent to which they do not rank equally,
other than in relation to the next dividend,
distribution or interest payment
41 Reason for request for quotation now
Example: In the case of restricted securities,
end of restriction period
(if issued upon conversion of another security,
clearly identify that other security)
Number +Class
42 Number and +class of all +securities
quoted on ASX (including the securities
in clause 38)
Quotation Agreement
1 +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and is
not for an illegal purpose.
- There is no reason why those +securities should not be granted
+quotation.
- An offer of the +securities for sale within 12 months after their
issue will not require disclosure under section 707(3) or section
1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers
for the securities in order to be able to give this warranty
- Section 724 or section 1016E of the Corporations Act does not apply to
any applications received by us in relation to any +securities to be
quoted and that no-one has any right to return any +securities to be
quoted under sections 737, 738 or 1016F of the Corporations Act at the
time that we request that the +securities be quoted.
- We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has
been provided at the time that we request that the +securities be
quoted.
- If we are a trust, we warrant that no person has the right to return
the +securities to be quoted under section 1019B of the Corporations
Act at the time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of
any claim, action or expense arising from or connected with any breach of
the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying
on the information and documents. We warrant that they are (will be) true
and complete.
Sign Here: Date: Tuesday 25th August, 2009
Company Secretary
Print Name:
Phillip Hains
----------------------------------------------------------------------
ASX ANNOUNCEMENT
Notice Under Section 708A(5) of the Corporations Act
(ASX Code: TAW)
25th August, 2009
This notice is given under paragraph (5)(e) of section 708A of the Corporations
Act.
The Following securities of the Company were issued without disclosure to
investors under Part 6D.2 of the Corporations Act:
Type: Shares
Class/Description: Ordinary
ASX Code: TAW
Date of Issue: 25th August, 2009
Number Issued: 17,560,414
Issue Price per Security: $0.005
As at the date of this notice, the Company has complied with:
a) The provisions of Chapter 2M of the Corporations Act as they apply to
the Company; and
b) Section 674 of the Corporations Act.
Other information which is excluded information required to
be disclosed under paragraph 708A (7) & 708A(8) of the None
Corporations Act
For and on behalf of
Tawana Resources N.L.
Philip Hains
Company Secretary
Sponsor
PricewaterhouseCoopers Corporate Finance (Pty) Ltd
Date: 25/08/2009 10:10:01 Supplied by www.sharenet.co.za
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