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TAW - Tawana Resources NL - Appendix 3B New Issue Announcement
Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
ISIN: AU000000TAW7
Share code on the Australian Stock Exchange Limited: TAW
ISIN: AU000000TAW7
("Tawana" or "the Company")
Appendix 3B
New Issue Announcement,
Application for Quotation of Additional
Securities and Agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and may
be made public.
Name of Entity:
Tawana Resources NL (ASX: TAW)
ABN: 69 085 166 721
We (the entity) give ASX the following information.
Part 1 All Issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of Fully Paid Ordinary Shares (TAW)
+securities issued
or to be issued
2 Number of 3,375,720
+securities issued
or to be issued (if
known) or maximum
number which may be
issued
3 Principal terms of Pari Passu with existing ordinary
the +securities shares (TAW)
(eg, if options,
exercise price and
expiry date; if
partly paid
+securities, the
amount outstanding
and due dates for
payment; if
+convertible
securities, the
conversion price
and dates for
conversion)
4 Do the +securities Yes (TAW)
rank equally in all
respects from the
date of allotment
with an existing
+class of quoted
+securities'
If the additional
securities do not
rank equally,
please state:
* the date from
which they do
* the extent to
which they
participate for the
next dividend, (in
the case of a
trust,
distribution) or
interest payment
* the extent to
which they do not
rank equally, other
than in relation to
the next dividend,
distribution or
interest payment
5 Issue price or $0.07 per Share
consideration
6 Purpose of the To satisfy requirements of Resolution
issue 4 approved by the members at the
(If issued as Company AGM held on 28th May, 2009
consideration for
the acquisition of
assets, clearly
identify those
assets)
7 Dates of entering 26th June, 2009
+securities into
uncertificated
holdings or
despatch of
certificates
Number +Class
8 Number and +class 117,138,854 Ordinary Shares (TAW)
of all +securities
quoted on ASX
(including the 13,240,053 Options exercisable at
securities in $0.10 on or before 1st
clause 2 if April 2011 (TAWOA)
applicable)
9 Number Code
and Options
+class Exercise Price
of all Expiry Date
+securit Detail
ies not
quoted TAWAK
on ASX 5,300,000
(includi $0.15
ng the 11/09/2009
securiti -
es in
clause 2 TAWAI
if 390,000
applicab $0.35
le) 30/11/2011
ESOP
TAWAS
6,750,000
$0.10
17/01/2014
-
TAWAO
4,000,000
$0.07
18/06/2012
-
TAWAS
6,000,000
$0.10
17/01/2013
-
TAWAS
6,750,000
$0.07
17/01/2013
-
Unlisted Total
29,190,000
10 Dividend Unchanged
policy
(in the
case of
a trust,
distribu
tion
policy)
on the
increase
d
capital
(interes
ts)
Part 2 Bonus Issue or Pro Rata Issue
11 Is security holder
approval required'
12 Is the issue
renounceable or non-
renounceable'
13 Ratio in which the
+securities will be
offered
14 +Class of
+securities to which
the offer relates
15 +Record date to
determine
entitlements
16 Will holdings on
different registers
(or subregisters) be
aggregated for
calculating
entitlements'
17 Policy for deciding
entitlements in
relation to
fractions
18 Names of countries
in which the entity
has +security
holders who will not
be sent new issue
documents
Note: Security
holders must be told
how their
entitlements are to
be dealt with.
Cross reference:
rule 7.7.
19 Closing date for
receipt of
acceptances or
renunciations
20 Names of any
underwriters
21 Amount of any
underwriting fee or
commission
22 Names of any brokers
to the issue
23 Fee or commission
payable to the
broker to the issue
24 Amount of any
handling fee payable
to brokers who lodge
acceptances or
renunciations on
behalf of +security
holders
25 If the issue is
contingent on
+security holders`
approval, the date
of the meeting
26 Date entitlement and
acceptance form and
prospectus or
Product Disclosure
Statement will be
sent to persons
entitled
27 If the entity has
issued options, and
the terms entitle
option holders to
participate on
exercise, the date
on which notices
will be sent to
option holders
28 Date rights trading
will begin
(if applicable)
29 Date rights trading
will end
(if applicable)
30 How do +security
holders sell their
entitlements in full
through a broker'
31 How do +security
holders sell part of
their entitlements
through a broker and
accept for the
balance'
32 How do +security
holders dispose of
their entitlements
(except by sale
through a broker)'
33 +Despatch date
Part 3 Quotation of Securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) X Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that
become fully paid, employee incentive share
securities when restriction ends, securities
issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are
providing the information or
documents
35 If the +securities are +equity securities, the
names of the 20 largest holders of the
additional +securities, and the number and
percentage of additional +securities held by
those holders
36 If the +securities are +equity securities, a
distribution schedule of the additional
+securities setting out the number of holders in
the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional
+securities
Entities that have ticked box 34(b)
38 Number of securities
for which +quotation
is sought
39 Class of +securities
for which quotation
is sought
40 Do the +securities
rank equally in all
respects from the
date of allotment
with an existing
+class of quoted
+securities'
If the additional
securities do not
rank equally, please
state:
* the date from
which they do
* the extent to
which they
participate for the
next dividend, (in
the case of a trust,
distribution) or
interest payment
* the extent to
which they do not
rank equally, other
than in relation to
the next dividend,
distribution or
interest payment
41 Reason for request
for quotation now
Example: In the case
of restricted
securities, end of
restriction period
(if issued upon
conversion of
another security,
clearly identify
that other security)
Number +Class
42 Number and +class of
all +securities
quoted on ASX
(including the
securities in clause
38)
Quotation Agreement
1 +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
* The issue of the +securities to be quoted complies with the law and is not
for an illegal purpose.
* There is no reason why those +securities should not be granted +quotation.
* An offer of the +securities for sale within 12 months after their issue
will not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
* Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and
that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we
request that the +securities be quoted.
* We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
* If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of
any claim, action or expense arising from or connected with any breach of
the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying
on the information and documents. We warrant that they are (will be) true
and complete.
Sign Here: Terri Bakos Date: Friday 28th June, 2009
Company Secretary
Print Name: Terri Bakos
Sponsor
PricewaterhouseCoopers Corporate Finance (Pty) Ltd
Date: 30/06/2009 11:04:01 Supplied by www.sharenet.co.za
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