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TAW - Tawana Resources NL - Appendix 3B and 708A Notice
Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
ISIN: AU000000TAW7
Share code on the Australian Stock Exchange Limited: TAW
ISIN: AU000000TAW7
("Tawana" or "the Company")
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and
may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
Name of entity
Tawana Resources N.L.
ABN
69 085 166 721
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued or Unlisted Options
to be issued
2 Number of +securities issued or 12,750,000
to be issued (if known) or 6,750,000
maximum number which may be
issued
3 Principal terms of the Options exercisable @ $0.10
+securities (eg, if options, each on or before 17.01.2013
exercise price and expiry date; Options exercisable @ $0.07
if partly paid +securities, the each on or before 17.01.2013
amount outstanding and due
dates for payment; if
+convertible securities, the
conversion price and dates for
conversion)
4 Do the +securities rank equally Yes, upon exercise of
in all respects from the date options.
of allotment with an existing
+class of quoted +securities'
If the additional securities do
not rank equally, please state:
* the date from which they
do
* the extent to which they
participate for the next
dividend, (in the case of a
trust, distribution) or
interest payment
* the extent to which they
do not rank equally, other
than in relation to the
next dividend,
distribution or interest
payment
5 Issue price or consideration Nil consideration
6 Purpose of the issue As per resolutions 5 to 11 of
(If issued as consideration for the Company`s General Meeting
the acquisition of assets, held 18 December 2008.
clearly identify those assets)
7 Dates of entering +securities 17 January 2009
into uncertificated holdings or
despatch of certificates
Number +Class
8 Number and +class of all 113,763,134 Ordinary
+securities quoted on ASX shares
(including the securities in
clause 2 if applicable) 13,240,053 Options
exercisable at
$0.10 each on
or before 1
April 2011
Number +Class
9 Number and +class of all 390,000 Staff options
+securities not quoted on ASX Exercisable at
(including the securities in $0.35 on or
clause 2 if applicable) before 30
November 2011.
5,300,000 Options
exercisable at
$0.15 on or
before 11
September 2009
4,000,000 Options
exercisable at
$0.07.
12,750,000 Options
exercisable at
$0.10 on or
before 17
January 2013
6,750,000 Options
exercisable at
$0.07 on or
before 17
January 2013
10 Dividend policy (in the case of No change
a trust, distribution policy)
on the increased capital
(interests)
Part 2 - Bonus issue or pro rata issue
11 Is security holder approval
required'
12 Is the issue renounceable or
non-renounceable'
13 Ratio in which the +securities
will be offered
14 +Class of +securities to which
the offer relates
15 +Record date to determine
entitlements
16 Will holdings on different
registers (or sub registers) be
aggregated for calculating
entitlements'
17 Policy for deciding
entitlements in relation to
fractions
18 Names of countries in which the
entity has +security holders
who will not be sent new issue
documents
Note: Security holders must be
told how their entitlements are
to be dealt with.
Cross reference: rule 7.7.
19 Closing date for receipt of
acceptances or renunciations
20 Names of any underwriters
21 Amount of any underwriting fee
or commission
22 Names of any brokers to the
issue
23 Fee or commission payable to
the broker to the issue
24 Amount of any handling fee
payable to brokers who lodge
acceptances or renunciations on
behalf of +security holders
25 If the issue is contingent on
+security holders` approval,
the date of the meeting
26 Date entitlement and acceptance
form and prospectus or Product
Disclosure Statement will be
sent to persons entitled
27 If the entity has issued
options, and the terms entitle
option holders to participate
on exercise, the date on which
notices will be sent to option
holders
28 Date rights trading will begin
(if applicable)
29 Date rights trading will end
(if applicable)
30 How do +security holders sell
their entitlements in full
through a broker'
31 How do +security holders sell
part of their entitlements
through a broker and accept for
the balance'
32 How do +security holders
dispose of their entitlements
(except by sale through a
broker)'
33 +Despatch date
Part 3 - Quotation of securities
You need only complete this section if you are applying for
quotation of securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed
period, partly paid securities that become fully paid,
employee incentive share securities when restriction
ends, securities issued on expiry or conversion of
convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or documents
35 If the +securities are +equity securities, the names of
the 20 largest holders of the additional +securities, and
the number and percentage of additional +securities held
by those holders
36 If the +securities are +equity securities, a distribution
schedule of the additional +securities setting out the
number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of securities for which
+quotation is sought
39 Class of +securities for which
quotation is sought
40 Do the +securities rank equally
in all respects from the date
of allotment with an existing
+class of quoted +securities'
If the additional securities do
not rank equally, please state:
* the date from which they
do
* the extent to which they
participate for the next
dividend, (in the case of a
trust, distribution) or
interest payment
* the extent to which they
do not rank equally, other than
in relation to the next
dividend, distribution or
interest payment
41 Reason for request for
quotation now
Example: In the case of
restricted securities, end of
restriction period
(if issued upon conversion of
another security, clearly
identify that other security)
Number +Class
42 Number and +class of all
+securities quoted on ASX
(including the securities in
clause 38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
* The issue of the +securities to be quoted complies with the law and is
not for an illegal purpose.
There is no reason why those +securities should not be granted
+quotation.
An offer of the +securities for sale within 12 months after their issue
will not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
Section 724 or section 1016E of the Corporations Act does not apply to
any applications received by us in relation to any +securities to be quoted
and that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we request
that the +securities be quoted.
If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect
of any claim, action or expense arising from or connected with any breach of
the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on
the information and documents. We warrant that they are (will be) true and
complete.
Sign here: Terri Bakos Date: 20/01/2009
(Company Secretary)
Print name: Terri Bakos
ASX ANNOUNCEMENT
Notice Under Section 708A(5) of the Corporations Act
[ASX Code: TAW]
17th January, 2009
This notice is given under paragraph (5)(e) of section 708A of the
Corporations Act.
The Following securities of the Company were issued without disclosure to
investors under Part 6D.2 of the Corporations Act
Type: Options
Class/Description: Unlisted (details below)
ASX Code: Unknown at date of issue
Date of Issue: 17th January, 2009
Number Issued: * 6,750,000 Exercisable at
$0.07 on or before the
17/12/2013
* 12,750,000 Exercisable at
$0.10 on or before the
17/12/2013
Issue Price per Security: Nil Consideration, as per
resolutions 5-11 at Company
General Meeting 18/12/08
As at the date of this notice, the Company has complied with:
The provisions of Chapter 2M of the Corporations Act as they apply to the
Company; and
Section 674 of the Corporations Act.
Other information which is
excluded information required None
to be disclosed under paragraph
708A (7) & 708A(8) of the
Corporations Act
For and on behalf of
Tawana Resources NL
Terri Bakos
Company Secretary
Sponsor
PricewaterhouseCoopers Corporate Finance (Pty) Ltd
Date: 21/01/2009 13:55:01 Supplied by www.sharenet.co.za
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