TR-1: Standard form for notification of major holdings
Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at- Hammerson PLC
tachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name The Goldman Sachs Group, Inc.
Corporation Trust Center, 1209 Orange Street,
City and country of registered office (if applicable)
Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.)v
Name Goldman Sachs International
City and country of registered office (if applicable) Plumtree Court, 25 Shoe Lane, London EC4A 4AU,UK
5. Date on which the threshold was crossed or
13/03/2020
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 17/03/2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights at- Total number of
through financial instru- Total of both in %
tached to shares (to- voting rights of is-
ments (8.A + 8.B)
tal of 8. A) suervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
1.70% 4.37% 6.07% 766,293,613
threshold was
crossed or reached
Position of previous
notification (if 0.14% 2.83% 2.96%
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
GB0004065016 13,026,145 1.70%
SUBTOTAL 8. A 13,026,145 1.70%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Expira-
Type of financial instru- Exercise/ that may be acquired if
tion % of voting rights
ment Conversion Periodxi the instrument is
datex
exercised/converted.
Securities Lending Open 659,892 0.09%
SUBTOTAL 8. B 1 659,892 0.09%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Expira- Exercise/ Physical or
Type of financial in- Number of
tion Conversion Pe- cash % of voting rights
strument voting rights
datex riod xi settlementxii
Refer to the annexure
SUBTOTAL
32,792,057 4.28%
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv X
(please add additional rows as necessary)
% of voting rights
% of voting rights if it Total of both if it
through financial in-
equals or is higher equals or is higher
Namexv struments if it equals
than the notifiable than the notifiable
or is higher than the
threshold threshold
notifiable threshold
The Goldman Sachs
Group, Inc.
Goldman Sachs (UK)
L.L.C.
Goldman Sachs Group UK
Limited
Goldman Sachs
4.34% 5.61%
International
The Goldman Sachs
Group, Inc.
Goldman Sachs & Co. LLC
The Goldman Sachs
Group, Inc.
GSAM Holdings LLC
Goldman Sachs Asset
Management, L.P.
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
11. Additional informationxvi
Please note, the total amount of voting rights has been rounded to 2 decimal places therefore there is a possibility of
a rounding error.
General email contact:
gs-regops-emea-position-enquiries@gs.com
Place of completion London
Date of completion 17/03/2020
For further information contact:
Verity Cox
Senior Assistant Company Secretary
Tel: +44 (0)20 7887 1000
18 March 2020
Hammerson has its primary listing on the London Stock Exchange and a secondary inward
listing on the Johannesburg Stock Exchange.
Sponsor:
Investec Bank Limited
Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Exer-
Type of finan- Physical or
Expiration cise/Con- Number of voting % of voting
cial instru- x cash settle-
date version rights rights
ment mentxii
periodxi
Swap 13/03/2025 Cash 0.66%
5,090,428
CFD 07/12/2021 Cash 0.42%
3,251,570
CFD 17/07/2020 Cash 0.27%
2,104,813
CFD 13/08/2029 Cash 0.21%
1,594,888
CFD 06/02/2030 Cash 0.16%
1,244,902
CFD 06/02/2030 Cash 0.15%
1,173,937
CFD 02/11/2029 Cash 0.12%
939,073
CFD 06/12/2022 Cash 0.10%
767,948
CFD 07/12/2021 Cash 0.09%
656,466
CFD 07/03/2030 Cash 0.08%
630,981
CFD 06/02/2030 Cash 0.07%
519,909
CFD 30/01/2030 Cash 0.06%
438,971
CFD 11/02/2030 Cash 0.05%
408,537
CFD 13/07/2029 Cash 0.05%
360,861
CFD 08/03/2030 Cash 0.05%
360,329
CFD 30/01/2030 Cash 0.05%
357,256
CFD 06/01/2021 Cash 0.05%
350,174
CFD 11/02/2030 Cash 0.05%
349,349
CFD 14/03/2030 Cash 0.04%
333,036
CFD 06/01/2021 Cash 0.04%
328,957
Swap 13/05/2020 Cash 0.04%
311,720
Swap 03/04/2020 Cash 0.04%
307,750
Swap 17/11/2020 Cash 0.04%
282,744
CFD 07/03/2030 Cash 0.04%
272,608
CFD 31/01/2030 Cash 0.03%
263,801
CFD 07/11/2029 Cash 0.03%
262,422
CFD 06/01/2021 Cash 0.03%
249,884
CFD 25/08/2021 Cash 0.03%
248,235
CFD 12/07/2021 Cash 0.03%
247,411
CFD 12/07/2021 Cash 0.03%
244,640
CFD 25/08/2021 Cash 0.03%
243,475
CFD 07/11/2029 Cash 0.03%
240,799
CFD 07/01/2021 Cash 0.03%
234,300
CFD 08/02/2030 Cash 0.03%
226,965
CFD 08/02/2030 Cash 0.03%
226,965
CFD 07/01/2021 Cash 0.03%
220,051
CFD 19/01/2021 Cash 0.03%
198,123
CFD 08/02/2030 Cash 0.03%
194,083
CFD 08/02/2030 Cash 0.03%
194,083
CFD 19/01/2021 Cash 0.02%
185,681
CFD 12/07/2021 Cash 0.02%
184,198
CFD 31/01/2030 Cash 0.02%
182,399
CFD 25/08/2021 Cash 0.02%
179,412
CFD 27/02/2030 Cash 0.02%
171,205
CFD 07/01/2021 Cash 0.02%
167,414
CFD 14/03/2030 Cash 0.02%
154,672
CFD 30/01/2030 Cash 0.02%
152,634
CFD 19/01/2021 Cash 0.02%
149,844
CFD 13/02/2030 Cash 0.02%
144,090
CFD 11/02/2030 Cash 0.02%
142,052
CFD 31/01/2030 Cash 0.02%
135,712
CFD 31/01/2030 Cash 0.02%
131,021
CFD 13/02/2030 Cash 0.02%
123,214
CFD 31/01/2030 Cash 0.02%
121,875
CFD 25/08/2021 Cash 0.02%
118,440
CFD 25/08/2021 Cash 0.02%
116,168
CFD 10/01/2030 Cash 0.01%
113,080
CFD 10/01/2030 Cash 0.01%
110,785
CFD 31/01/2030 Cash 0.01%
109,976
CFD 30/01/2030 Cash 0.01%
109,743
Swap 13/03/2025 Cash 0.01%
104,989
CFD 23/02/2023 Cash 0.01%
104,123
CFD 30/01/2030 Cash 0.01%
102,081
CFD 13/03/2030 Cash 0.01%
99,995
CFD 13/03/2030 Cash 0.01%
92,995
CFD 09/07/2021 Cash 0.01%
88,895
CFD 09/07/2021 Cash 0.01%
88,400
CFD 25/08/2021 Cash 0.01%
85,602
CFD 16/07/2021 Cash 0.01%
85,503
CFD 16/07/2021 Cash 0.01%
84,113
CFD 02/11/2029 Cash 0.01%
81,128
CFD 08/02/2030 Cash 0.01%
78,918
CFD 08/02/2030 Cash 0.01%
78,918
CFD 16/07/2021 Cash 0.01%
76,958
CFD 31/10/2029 Cash 0.01%
75,547
CFD 07/03/2030 Cash 0.01%
74,583
CFD 09/07/2021 Cash 0.01%
72,091
CFD 07/01/2021 Cash 0.01%
70,445
CFD 07/01/2021 Cash 0.01%
66,160
CFD 06/01/2021 Cash 0.01%
65,503
CFD 30/11/2029 Cash 0.01%
64,231
CFD 14/03/2030 Cash 0.01%
61,112
CFD 12/07/2021 Cash 0.01%
60,585
CFD 31/01/2030 Cash 0.01%
59,907
CFD 24/09/2029 Cash 0.01%
58,528
CFD 07/07/2021 Cash 0.01%
55,188
CFD 17/03/2025 Cash 0.01%
52,269
CFD 27/02/2030 Cash 0.01%
51,633
CFD 25/08/2021 Cash 0.01%
50,453
CFD 07/01/2021 Cash 0.01%
50,334
CFD 13/02/2030 Cash 0.01%
50,102
CFD 13/03/2030 Cash 0.01%
49,997
CFD 07/07/2021 Cash 0.01%
48,184
CFD 13/03/2030 Cash 0.01%
46,498
CFD 07/07/2021 Cash 0.01%
46,406
CFD 06/07/2022 Cash 0.01%
46,059
CFD 31/01/2030 Cash 0.01%
45,557
CFD 01/03/2030 Cash 0.01%
44,997
CFD 27/02/2023 Cash 0.01%
43,636
CFD 07/01/2021 Cash 0.01%
43,374
CFD 16/07/2021 Cash 0.01%
42,529
CFD 16/07/2021 Cash 0.01%
41,837
CFD 12/07/2021 Cash 0.01%
39,516
CFD 19/07/2024 Cash 0.01%
39,462
CFD 12/07/2021 Cash 0.01%
39,073
CFD 16/07/2021 Cash 0.00%
38,277
CFD 30/01/2030 Cash 0.00%
38,158
CFD 17/03/2025 Cash 0.00%
37,074
CFD 19/01/2021 Cash 0.00%
35,064
CFD 07/03/2030 Cash 0.00%
34,385
CFD 06/08/2029 Cash 0.00%
33,242
CFD 31/01/2030 Cash 0.00%
30,730
CFD 31/01/2030 Cash 0.00%
30,692
CFD 12/07/2021 Cash 0.00%
29,420
CFD 07/07/2021 Cash 0.00%
27,776
CFD 23/03/2029 Cash 0.00%
27,736
CFD 18/07/2029 Cash 0.00%
27,240
Swap 04/03/2030 Cash 0.00%
25,686
CFD 09/07/2021 Cash 0.00%
24,872
CFD 14/07/2021 Cash 0.00%
24,522
CFD 07/07/2021 Cash 0.00%
24,251
CFD 25/08/2021 Cash 0.00%
24,072
CFD 14/07/2021 Cash 0.00%
23,992
CFD 07/07/2021 Cash 0.00%
23,358
Swap 07/12/2020 Cash 0.00%
23,143
CFD 12/07/2021 Cash 0.00%
21,897
CFD 12/07/2021 Cash 0.00%
21,651
CFD 07/03/2030 Cash 0.00%
21,232
CFD 14/07/2021 Cash 0.00%
20,324
CFD 12/12/2024 Cash 0.00%
16,905
CFD 31/01/2030 Cash 0.00%
16,891
CFD 12/07/2021 Cash 0.00%
16,301
Swap 20/04/2020 Cash 0.00%
15,741
CFD 08/04/2021 Cash 0.00%
14,959
CFD 07/01/2021 Cash 0.00%
13,041
CFD 31/10/2029 Cash 0.00%
13,033
CFD 31/10/2029 Cash 0.00%
12,275
CFD 31/10/2029 Cash 0.00%
12,063
CFD 25/08/2021 Cash 0.00%
11,708
CFD 25/08/2021 Cash 0.00%
11,483
CFD 12/03/2025 Cash 0.00%
10,499
CFD 17/03/2025 Cash 0.00%
9,747
CFD 12/07/2021 Cash 0.00%
9,677
Swap 27/02/2023 Cash 0.00%
9,015
CFD 25/08/2021 Cash 0.00%
8,461
CFD 27/02/2023 Cash 0.00%
7,641
CFD 14/07/2021 Cash 0.00%
7,535
CFD 29/11/2029 Cash 0.00%
6,330
CFD 12/07/2021 Cash 0.00%
5,361
CFD 27/02/2023 Cash 0.00%
5,020
CFD 14/03/2030 Cash 0.00%
4,988
Swap 13/05/2020 Cash 0.00%
4,588
CFD 09/07/2021 Cash 0.00%
4,547
CFD 09/07/2021 Cash 0.00%
4,522
CFD 19/01/2021 Cash 0.00%
3,967
CFD 19/01/2021 Cash 0.00%
3,718
CFD 09/07/2021 Cash 0.00%
3,687
CFD 27/02/2023 Cash 0.00%
3,483
CFD 19/01/2021 Cash 0.00%
3,001
CFD 25/08/2021 Cash 0.000%
2,380
CFD 27/02/2023 Cash 0.000%
1,306
CFD 09/07/2021 Cash 0.000%
1,272
CFD 19/01/2021 Cash 0.000%
702
CFD 07/07/2021 Cash 0.000%
612
Swap 18/01/2021 Cash 0.000%
503
CFD 14/07/2021 Cash 0.000%
490
CFD 14/07/2021 Cash 0.000%
480
CFD 14/07/2021 Cash 0.000%
406
CFD 07/07/2021 Cash 0.0000%
308
CFD 14/07/2021 Cash 0.0000%
151
CFD 27/02/2023 Cash 0.0000%
0
CFD 27/02/2023 Cash 0.0000000%
0
CFD 27/02/2023 Cash 0.00000000%
0.0
0.000000002
CFD 08/11/2029 Cash
0.02 %
Total Number of voting rights and percentage of voting
32,792,057 4.28%
rights
Additional information: Please note, total amount of voting rights have been rounded to 2 decimal
places therefore there is a possibility of a rounding error.
Date: 18-03-2020 01:00:00
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