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HAMMERSON PLC - TR-1: Standard form for notification of major holdings

Release Date: 18/03/2020 13:00
Code(s): HMN     PDF:  
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TR-1: Standard form for notification of major holdings

Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
 Word format if possible)i

 1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are at-                                Hammerson PLC
 tachedii:
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights                                                                         X

 An acquisition or disposal of financial instruments                                                                 X

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
 Name                                                           The Goldman Sachs Group, Inc.
                                                                Corporation Trust Center, 1209 Orange Street,
 City and country of registered office (if applicable)
                                                                Wilmington DE 19801, USA
 4. Full name of shareholder(s) (if different from 3.)v

 Name                                                           Goldman Sachs International

 City and country of registered office (if applicable)          Plumtree Court, 25 Shoe Lane, London EC4A 4AU,UK

 5. Date on which the threshold was crossed or
                                                                13/03/2020
 reachedvi:

 6. Date on which issuer notified (DD/MM/YYYY):                 17/03/2020

 7. Total positions of person(s) subject to the notification obligation
                                                       % of voting rights
                          % of voting rights at-                                                    Total number of
                                                   through financial instru-   Total of both in %
                          tached to shares (to-                                                     voting rights of is-
                                                              ments               (8.A + 8.B)
                               tal of 8. A)                                                         suervii
                                                    (total of 8.B 1 + 8.B 2)
 Resulting situation
 on the date on which
                                 1.70%                      4.37%                   6.07%              766,293,613
 threshold was
 crossed or reached
  Position of previous
  notification (if                    0.14%                      2.83%                        2.96%
  applicable)




8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of                 Number of voting rightsix                         % of voting rights
shares
ISIN code (if possible)               Direct                 Indirect                    Direct                   Indirect
                               (Art 9 of Directive     (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                                 2004/109/EC)            2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                    (DTR5.1)               (DTR5.2.1)                                             (DTR5.2.1)

GB0004065016                                             13,026,145                                                1.70%



SUBTOTAL 8. A                                   13,026,145                                            1.70%




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                              Number of voting rights
                              Expira-
Type of financial instru-                  Exercise/                          that may be acquired if
                              tion                                                                         % of voting rights
ment                                       Conversion Periodxi                the instrument is
                              datex
                                                                              exercised/converted.
Securities Lending            Open                                                    659,892                      0.09%




                                           SUBTOTAL 8. B 1                            659,892                      0.09%



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                            Expira-        Exercise/              Physical or
Type of financial in-                                                                   Number of
                            tion           Conversion Pe-         cash                                     % of voting rights
strument                                                                                voting rights
                            datex          riod xi                settlementxii
Refer to the annexure




                                                                  SUBTOTAL
                                                                                           32,792,057              4.28%
                                                                  8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv   X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
The Goldman Sachs
Group, Inc.
Goldman Sachs (UK)
L.L.C.
Goldman Sachs Group UK
Limited
Goldman Sachs
                                                                            4.34%                           5.61%
International


The Goldman Sachs
Group, Inc.
Goldman Sachs & Co. LLC


The Goldman Sachs
Group, Inc.
GSAM Holdings LLC

Goldman Sachs Asset
Management, L.P.




10. In case of proxy voting, please identify:
Name of the proxy holder                                         N/A

The number and % of voting rights held                           N/A

The date until which the voting rights will be held              N/A




11. Additional informationxvi
Please note, the total amount of voting rights has been rounded to 2 decimal places therefore there is a possibility of
a rounding error.

General email contact:
gs-regops-emea-position-enquiries@gs.com
Place of completion       London

Date of completion        17/03/2020


For further information contact:

Verity Cox
Senior Assistant Company Secretary
Tel: +44 (0)20 7887 1000

18 March 2020

Hammerson has its primary listing on the London Stock Exchange and a secondary inward
listing on the Johannesburg Stock Exchange.

Sponsor:
Investec Bank Limited

                                                  Annexure
      B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
      2004/109/EC (DTR5.3.1.1 (b))
                                         Exer-
      Type of finan-                               Physical or
                         Expiration   cise/Con-                     Number of voting         % of voting
        cial instru-            x                  cash settle-
                           date         version                           rights                rights
           ment                                      mentxii
                                        periodxi
          Swap         13/03/2025                      Cash                                    0.66%
                                                                         5,090,428
           CFD         07/12/2021                      Cash                                    0.42%
                                                                         3,251,570
           CFD         17/07/2020                      Cash                                    0.27%
                                                                         2,104,813
           CFD         13/08/2029                      Cash                                    0.21%
                                                                         1,594,888
           CFD         06/02/2030                      Cash                                    0.16%
                                                                         1,244,902
           CFD         06/02/2030                      Cash                                    0.15%
                                                                         1,173,937
           CFD         02/11/2029                      Cash                                    0.12%
                                                                          939,073
           CFD         06/12/2022                      Cash                                    0.10%
                                                                          767,948
           CFD         07/12/2021                      Cash                                    0.09%
                                                                          656,466
           CFD         07/03/2030                      Cash                                    0.08%
                                                                          630,981
           CFD         06/02/2030                      Cash                                    0.07%
                                                                          519,909
           CFD         30/01/2030                      Cash                                    0.06%
                                                                          438,971
           CFD         11/02/2030                      Cash                                    0.05%
                                                                          408,537
CFD    13/07/2029   Cash             0.05%
                           360,861
CFD    08/03/2030   Cash             0.05%
                           360,329
CFD    30/01/2030   Cash             0.05%
                           357,256
CFD    06/01/2021   Cash             0.05%
                           350,174
CFD    11/02/2030   Cash             0.05%
                           349,349
CFD    14/03/2030   Cash             0.04%
                           333,036
CFD    06/01/2021   Cash             0.04%
                           328,957
Swap   13/05/2020   Cash             0.04%
                           311,720
Swap   03/04/2020   Cash             0.04%
                           307,750
Swap   17/11/2020   Cash             0.04%
                           282,744
CFD    07/03/2030   Cash             0.04%
                           272,608
CFD    31/01/2030   Cash             0.03%
                           263,801
CFD    07/11/2029   Cash             0.03%
                           262,422
CFD    06/01/2021   Cash             0.03%
                           249,884
CFD    25/08/2021   Cash             0.03%
                           248,235
CFD    12/07/2021   Cash             0.03%
                           247,411
CFD    12/07/2021   Cash             0.03%
                           244,640
CFD    25/08/2021   Cash             0.03%
                           243,475
CFD    07/11/2029   Cash             0.03%
                           240,799
CFD    07/01/2021   Cash             0.03%
                           234,300
CFD    08/02/2030   Cash             0.03%
                           226,965
CFD    08/02/2030   Cash             0.03%
                           226,965
CFD    07/01/2021   Cash             0.03%
                           220,051
CFD    19/01/2021   Cash             0.03%
                           198,123
CFD    08/02/2030   Cash             0.03%
                           194,083
CFD    08/02/2030   Cash             0.03%
                           194,083
CFD    19/01/2021   Cash             0.02%
                           185,681
CFD    12/07/2021   Cash             0.02%
                           184,198
CFD    31/01/2030   Cash             0.02%
                           182,399
CFD    25/08/2021   Cash             0.02%
                           179,412
CFD    27/02/2030   Cash             0.02%
                           171,205
CFD    07/01/2021   Cash             0.02%
                           167,414
CFD    14/03/2030   Cash             0.02%
                           154,672
CFD    30/01/2030   Cash             0.02%
                           152,634
CFD    19/01/2021   Cash             0.02%
                           149,844
CFD    13/02/2030   Cash             0.02%
                           144,090
CFD    11/02/2030   Cash             0.02%
                           142,052
CFD    31/01/2030   Cash             0.02%
                           135,712
CFD    31/01/2030   Cash             0.02%
                           131,021
CFD    13/02/2030   Cash             0.02%
                           123,214
CFD    31/01/2030   Cash             0.02%
                           121,875
CFD    25/08/2021   Cash             0.02%
                           118,440
CFD    25/08/2021   Cash             0.02%
                           116,168
CFD    10/01/2030   Cash             0.01%
                           113,080
CFD    10/01/2030   Cash             0.01%
                           110,785
CFD    31/01/2030   Cash             0.01%
                           109,976
CFD    30/01/2030   Cash             0.01%
                           109,743
Swap   13/03/2025   Cash             0.01%
                           104,989
CFD    23/02/2023   Cash             0.01%
                           104,123
CFD    30/01/2030   Cash             0.01%
                           102,081
CFD    13/03/2030   Cash             0.01%
                           99,995
CFD    13/03/2030   Cash             0.01%
                           92,995
CFD    09/07/2021   Cash             0.01%
                           88,895
CFD    09/07/2021   Cash             0.01%
                           88,400
CFD    25/08/2021   Cash             0.01%
                           85,602
CFD    16/07/2021   Cash             0.01%
                           85,503
CFD   16/07/2021   Cash            0.01%
                          84,113
CFD   02/11/2029   Cash            0.01%
                          81,128
CFD   08/02/2030   Cash            0.01%
                          78,918
CFD   08/02/2030   Cash            0.01%
                          78,918
CFD   16/07/2021   Cash            0.01%
                          76,958
CFD   31/10/2029   Cash            0.01%
                          75,547
CFD   07/03/2030   Cash            0.01%
                          74,583
CFD   09/07/2021   Cash            0.01%
                          72,091
CFD   07/01/2021   Cash            0.01%
                          70,445
CFD   07/01/2021   Cash            0.01%
                          66,160
CFD   06/01/2021   Cash            0.01%
                          65,503
CFD   30/11/2029   Cash            0.01%
                          64,231
CFD   14/03/2030   Cash            0.01%
                          61,112
CFD   12/07/2021   Cash            0.01%
                          60,585
CFD   31/01/2030   Cash            0.01%
                          59,907
CFD   24/09/2029   Cash            0.01%
                          58,528
CFD   07/07/2021   Cash            0.01%
                          55,188
CFD   17/03/2025   Cash            0.01%
                          52,269
CFD   27/02/2030   Cash            0.01%
                          51,633
CFD   25/08/2021   Cash            0.01%
                          50,453
CFD   07/01/2021   Cash            0.01%
                          50,334
CFD   13/02/2030   Cash            0.01%
                          50,102
CFD   13/03/2030   Cash            0.01%
                          49,997
CFD   07/07/2021   Cash            0.01%
                          48,184
CFD   13/03/2030   Cash            0.01%
                          46,498
CFD   07/07/2021   Cash            0.01%
                          46,406
CFD   06/07/2022   Cash            0.01%
                          46,059
CFD   31/01/2030   Cash            0.01%
                          45,557
CFD    01/03/2030   Cash            0.01%
                           44,997
CFD    27/02/2023   Cash            0.01%
                           43,636
CFD    07/01/2021   Cash            0.01%
                           43,374
CFD    16/07/2021   Cash            0.01%
                           42,529
CFD    16/07/2021   Cash            0.01%
                           41,837
CFD    12/07/2021   Cash            0.01%
                           39,516
CFD    19/07/2024   Cash            0.01%
                           39,462
CFD    12/07/2021   Cash            0.01%
                           39,073
CFD    16/07/2021   Cash            0.00%
                           38,277
CFD    30/01/2030   Cash            0.00%
                           38,158
CFD    17/03/2025   Cash            0.00%
                           37,074
CFD    19/01/2021   Cash            0.00%
                           35,064
CFD    07/03/2030   Cash            0.00%
                           34,385
CFD    06/08/2029   Cash            0.00%
                           33,242
CFD    31/01/2030   Cash            0.00%
                           30,730
CFD    31/01/2030   Cash            0.00%
                           30,692
CFD    12/07/2021   Cash            0.00%
                           29,420
CFD    07/07/2021   Cash            0.00%
                           27,776
CFD    23/03/2029   Cash            0.00%
                           27,736
CFD    18/07/2029   Cash            0.00%
                           27,240
Swap   04/03/2030   Cash            0.00%
                           25,686
CFD    09/07/2021   Cash            0.00%
                           24,872
CFD    14/07/2021   Cash            0.00%
                           24,522
CFD    07/07/2021   Cash            0.00%
                           24,251
CFD    25/08/2021   Cash            0.00%
                           24,072
CFD    14/07/2021   Cash            0.00%
                           23,992
CFD    07/07/2021   Cash            0.00%
                           23,358
Swap   07/12/2020   Cash            0.00%
                           23,143
CFD    12/07/2021   Cash            0.00%
                           21,897
CFD    12/07/2021   Cash            0.00%
                           21,651
CFD    07/03/2030   Cash            0.00%
                           21,232
CFD    14/07/2021   Cash            0.00%
                           20,324
CFD    12/12/2024   Cash            0.00%
                           16,905
CFD    31/01/2030   Cash            0.00%
                           16,891
CFD    12/07/2021   Cash            0.00%
                           16,301
Swap   20/04/2020   Cash            0.00%
                           15,741
CFD    08/04/2021   Cash            0.00%
                           14,959
CFD    07/01/2021   Cash            0.00%
                           13,041
CFD    31/10/2029   Cash            0.00%
                           13,033
CFD    31/10/2029   Cash            0.00%
                           12,275
CFD    31/10/2029   Cash            0.00%
                           12,063
CFD    25/08/2021   Cash            0.00%
                           11,708
CFD    25/08/2021   Cash            0.00%
                           11,483
CFD    12/03/2025   Cash            0.00%
                           10,499
CFD    17/03/2025   Cash            0.00%
                           9,747
CFD    12/07/2021   Cash            0.00%
                           9,677
Swap   27/02/2023   Cash            0.00%
                           9,015
CFD    25/08/2021   Cash            0.00%
                           8,461
CFD    27/02/2023   Cash            0.00%
                           7,641
CFD    14/07/2021   Cash            0.00%
                           7,535
CFD    29/11/2029   Cash            0.00%
                           6,330
CFD    12/07/2021   Cash            0.00%
                           5,361
CFD    27/02/2023   Cash            0.00%
                           5,020
CFD    14/03/2030   Cash            0.00%
                           4,988
Swap   13/05/2020   Cash            0.00%
                           4,588
CFD    09/07/2021   Cash            0.00%
                           4,547
     CFD         09/07/2021                     Cash                                       0.00%
                                                                    4,522
     CFD         19/01/2021                     Cash                                       0.00%
                                                                    3,967
     CFD         19/01/2021                     Cash                                       0.00%
                                                                    3,718
     CFD         09/07/2021                     Cash                                       0.00%
                                                                    3,687
     CFD         27/02/2023                     Cash                                       0.00%
                                                                    3,483
     CFD         19/01/2021                     Cash                                       0.00%
                                                                    3,001
     CFD         25/08/2021                     Cash                                      0.000%
                                                                    2,380
     CFD         27/02/2023                     Cash                                      0.000%
                                                                    1,306
     CFD         09/07/2021                     Cash                                      0.000%
                                                                    1,272
     CFD         19/01/2021                     Cash                                      0.000%
                                                                     702
     CFD         07/07/2021                     Cash                                      0.000%
                                                                     612
    Swap         18/01/2021                     Cash                                      0.000%
                                                                     503
     CFD         14/07/2021                     Cash                                      0.000%
                                                                     490
     CFD         14/07/2021                     Cash                                      0.000%
                                                                     480
     CFD         14/07/2021                     Cash                                      0.000%
                                                                     406
     CFD         07/07/2021                     Cash                                      0.0000%
                                                                     308
     CFD         14/07/2021                     Cash                                      0.0000%
                                                                     151
     CFD         27/02/2023                     Cash                                      0.0000%
                                                                      0
     CFD         27/02/2023                     Cash                                    0.0000000%
                                                                      0
     CFD         27/02/2023                     Cash                                    0.00000000%
                                                                     0.0
                                                                                        0.000000002
     CFD         08/11/2029                     Cash
                                                                    0.02                     %
 Total Number of voting rights and percentage of voting
                                                                           32,792,057      4.28%
                         rights
Additional information: Please note, total amount of voting rights have been rounded to 2 decimal
places therefore there is a possibility of a rounding error.

Date: 18-03-2020 01:00:00
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