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Tawana Resources Nl - Notice Of Change Of Interests Of Substantial Holder

Release Date: 05/09/2017 09:06:00      Code(s): TAW     
 Tawana Resources NL
 (Incorporated in Australia)
 (Registration number ACN 085 166 721)
 Share code on the JSE Limited: TAW
 JSE ISIN: AU0000TAWDA9
 Share code on the Australian Securities Exchange Limited: TAW
 ASX ISIN: AU000000TAW7
 (?the Company? or ?Tawana?)

 Form 604
 Corporations Act 2001
 Section 671B

Notice of change of interests of substantial holder


To Company Name/Scheme                          Tawana Resources NL

ACN/ARSN                                        ACN 085 166 721

1. Details of substantial holder(1)

Name                                            Tribeca Investment Partners Pty Ltd

ACN/ARSN (if applicable)                        64 080 430 100

There was a change in the interests of the
substantial holder on                                31/08/2017
The previous notice was given to the
company on                                            19/5/2017

The previous notice was dated                         17/5/2017

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate

(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as
follows:

Class of securities (4)                                    Previous notice                                       Present notice

                                                  Person?s votes          Voting power (5)             Person?s votes             Voting power (5)
    Ordinary                                       27 034 374                  6.47%                    33 125 954                      7.49%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company
or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:

    Date of change      Person whose          Nature of change (6)                       Consideration given     Class and number of      Person?s votes
                        relevant interest                                               in relation to change     securities affected        affected
                        changed                                                                   (7)
      18 May-31          Tribeca              Acquisition                                  AUD 1 468 353           6 091 580               6 091 580
     August 2017         Investment
                         Partners Pty Ltd
                         as Investment
                         Manager
                         managing equities
                         on behalf of
                         individually
                         managed clients

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

             Holder of       Registered holder of       Person entitled to be           Nature of relevant interest (6)            Class and            Person?s
             relevant        securities                 registered as holder (8)                                                   number of             votes
             interest                                                                                                              securities
             Tribeca         Various custodian          Various clients of              Investment Manager managing                Ordinary           33 124 954
             Investment      Nominee companies          Investment manager              equities on behalf of individually         33 125 954
             Partners                                                                   managed clients
             Pty Ltd



5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial
holder in relation to voting interests in the company or scheme are as follows:

          Name and ACN/ARSN (if applicable)                               Nature of association
          N/A
 
6. Addresses
The addresses of persons named in this form are:

             Name                                                         Address
             Tribeca Investment Partners Pty Ltd                          Level 23, 1 O? Connell St SYDNEY NSW 2000




Signature
                                       print name     Diana Shang-Knudsen                       capacity Joint Company Secretary


                                       sign here
                                                                                                date    5/09/17

                                                                              DIRECTIONS

(1)         If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the
            manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons
            are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the
            names and addresses of members is clearly set out in paragraph 6 of the form.

(2)         See the definition of ?associate? in section 9 of the Corporations Act 2001.

(3)         See the definition of ?relevant interest? in sections 608 and 671B(7) of the Corporations Act 2001.

(4)         The voting shares of a company constitute one class unless divided into separate classes.

(5)         The person?s votes divided by the total votes in the body corporate or scheme multiplied by 100.

(6)         Include details of:

               (a)    any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4)
                      applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and
                      accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this
                      contract, scheme or arrangement; and

               (b)    any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal
                      of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

               See the definition of ?relevant agreement? in section 9 of the Corporations Act 2001.

      (7)      Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired
               has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the
               happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation
               to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

      (8)      If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write
               ?unknown?.
(9)   Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.



 5 September 2017


 Sponsor
 PricewaterhouseCoopers Corporate Finance (Pty) Limited

Date: 05/09/2017 09:06:00 Supplied by www.sharenet.co.za                     
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